SEI
Technology Compliance Officer
SEI, Oaks, Pennsylvania, us, 19456
SEI's Compliance Team is seeking a Technology Compliance Officer to join our team. Reporting to the Global Head of Compliance, the Technology Compliance Officer will be responsible for the oversight of technology-related activities, processes, systems, and data handling ensuring compliance with legal and regulatory requirements specific to the business area or jurisdiction.This role is hybrid and requires 3 days per week in office at our Oaks, PA Headquarters.What you will do:Act as the primary point of contact for all FFIEC and regulated subsidiary information technology related regulatory inquiries and exams. Coordinate and manage the examination process from start to finish, ensuring timely and accurate responses to examiner and auditor requests and inquiries.
Stay abreast of relevant laws, regulations, standards, and internal policies related to technology usage within SEI including FFIEC guidelines, regulations, and industry best practices related to technology and cybersecurity compliance. Interpret regulatory requirements and assess their impact on the organization's technology infrastructure and operations.
Conduct risk assessments of SEI's technology systems, processes, and controls to identify areas of non-compliance and potential vulnerabilities. Develop and implement strategies to mitigate identified risks and enhance overall compliance posture.
Collaborate with internal stakeholders to develop, implement, review, oversee and evolve the policies, procedures, and controls related to technology compliance. Ensure alignment with FFIEC requirements and contractual and industry standards.
Support internal and external audit activities related to technology compliance by providing documentation, evidence, and assistance as needed. Oversee the implementation of corrective actions and remediation plans in response to audit findings.
Prepare and maintain accurate records, reports, and documentation related to examinations, compliance activities, and audit findings. Provide regular updates to senior management, boards, and stakeholders on compliance status and issues.
Develop and maintain strong relationships with SEI personnel at all levels.
What we need from you:Effective communication skills - written and oral;
Sound analytical mindset and problem-solving skills;
Strong understanding and appreciation of information technology (e.g., application development, cloud, network infrastructure, vulnerability management, cybersecurity, database and server security, access control, etc.);
Familiarity with FFIEC and global regulatory guidelines, regulations, and industry standards related to technology and cybersecurity compliance;
Ability to efficiently assess complex technology systems and identify compliance gaps and risks;
Aptitude to effectively collaborate with cross-functional teams and communicate technical concepts to non-technical stakeholders;
Proven task and project management skills with the ability to prioritize tasks, manage multiple projects simultaneously, and meet deadlines;
Adeptness to identify opportunities for enhancement and manage to completion;
Impactful presentation skills with a demonstrated ability to effect change.
What we would like from you:Hardworking
Smart
Effective
Solution-Oriented
Team Player
High Integrity/Ethics
Good Communicator/Listener
Sound Judgment
Dedicated to Self-Improvement
Self-Aware
Open-Minded
Thoughtful
Someone who will embody our SEI Values of courage, integrity, collaboration, inclusion, connection, and fun.
What you can expect from us:We are a technology and asset management company delivering on our promise of building brave futures for our clients, our communities, and ourselves. Whether you're in one of our global offices or remotely contributing your talent, our culture encourages collaboration, spurs creativity, and inspires the courage to unlock opportunities that help us realize our fullest potential.Without people, it's just work, so we take pride in caring for our employees and clients. We understand the importance of integrating work and life because finding harmony in your professional and personal activities is key to achieving fulfillment.And inclusion isn't just a buzzword for us-it's at the core of our commitment to driving our collective success. We ask employees to bring their authentic selves to do their best work every day. It's the power of diverse perspectives, experiences, and ideas that help us deliver the solutions that solve for our clients' most complex challenges.SEI's competitive advantage:To help you stay energized, engaged, and inspired, we offer a wide range of benefits including comprehensive care for your physical and mental well-being, a strong retirement plan, tuition reimbursement, a hybrid working environment for most roles, support for working parents, and flexible Paid Time Off (PTO) so you can relax, recharge and be there for the people you care about.We are a technology and asset management company delivering on our promise of building brave futures for our clients, our communities, and ourselves. Come build your brave future at SEI.
SEI is an Equal Opportunity Employer and so much more...SEI is an equal opportunity / affirmative action employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.
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Stay abreast of relevant laws, regulations, standards, and internal policies related to technology usage within SEI including FFIEC guidelines, regulations, and industry best practices related to technology and cybersecurity compliance. Interpret regulatory requirements and assess their impact on the organization's technology infrastructure and operations.
Conduct risk assessments of SEI's technology systems, processes, and controls to identify areas of non-compliance and potential vulnerabilities. Develop and implement strategies to mitigate identified risks and enhance overall compliance posture.
Collaborate with internal stakeholders to develop, implement, review, oversee and evolve the policies, procedures, and controls related to technology compliance. Ensure alignment with FFIEC requirements and contractual and industry standards.
Support internal and external audit activities related to technology compliance by providing documentation, evidence, and assistance as needed. Oversee the implementation of corrective actions and remediation plans in response to audit findings.
Prepare and maintain accurate records, reports, and documentation related to examinations, compliance activities, and audit findings. Provide regular updates to senior management, boards, and stakeholders on compliance status and issues.
Develop and maintain strong relationships with SEI personnel at all levels.
What we need from you:Effective communication skills - written and oral;
Sound analytical mindset and problem-solving skills;
Strong understanding and appreciation of information technology (e.g., application development, cloud, network infrastructure, vulnerability management, cybersecurity, database and server security, access control, etc.);
Familiarity with FFIEC and global regulatory guidelines, regulations, and industry standards related to technology and cybersecurity compliance;
Ability to efficiently assess complex technology systems and identify compliance gaps and risks;
Aptitude to effectively collaborate with cross-functional teams and communicate technical concepts to non-technical stakeholders;
Proven task and project management skills with the ability to prioritize tasks, manage multiple projects simultaneously, and meet deadlines;
Adeptness to identify opportunities for enhancement and manage to completion;
Impactful presentation skills with a demonstrated ability to effect change.
What we would like from you:Hardworking
Smart
Effective
Solution-Oriented
Team Player
High Integrity/Ethics
Good Communicator/Listener
Sound Judgment
Dedicated to Self-Improvement
Self-Aware
Open-Minded
Thoughtful
Someone who will embody our SEI Values of courage, integrity, collaboration, inclusion, connection, and fun.
What you can expect from us:We are a technology and asset management company delivering on our promise of building brave futures for our clients, our communities, and ourselves. Whether you're in one of our global offices or remotely contributing your talent, our culture encourages collaboration, spurs creativity, and inspires the courage to unlock opportunities that help us realize our fullest potential.Without people, it's just work, so we take pride in caring for our employees and clients. We understand the importance of integrating work and life because finding harmony in your professional and personal activities is key to achieving fulfillment.And inclusion isn't just a buzzword for us-it's at the core of our commitment to driving our collective success. We ask employees to bring their authentic selves to do their best work every day. It's the power of diverse perspectives, experiences, and ideas that help us deliver the solutions that solve for our clients' most complex challenges.SEI's competitive advantage:To help you stay energized, engaged, and inspired, we offer a wide range of benefits including comprehensive care for your physical and mental well-being, a strong retirement plan, tuition reimbursement, a hybrid working environment for most roles, support for working parents, and flexible Paid Time Off (PTO) so you can relax, recharge and be there for the people you care about.We are a technology and asset management company delivering on our promise of building brave futures for our clients, our communities, and ourselves. Come build your brave future at SEI.
SEI is an Equal Opportunity Employer and so much more...SEI is an equal opportunity / affirmative action employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.
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