Minnesota Bankers Association
Consumer Compliance Examiner
Minnesota Bankers Association, Minneapolis, Minnesota, United States, 55400
The Supervision, Regulation, and Credit Division (SRC) is seeking examiners in the Consumer Affairs section. Consumer Affairs examiners help to supervise state member banks for compliance with federal consumer protection laws and regulations, including the Community Reinvestment Act (CRA).
Assistant and Associate Examiner ResponsibilitiesAssist in examinations and supervisory events of supervised institutions, focusing on the assessment of compliance risk and the adequacy of risk management systems and operational controls.Complete reviews under the supervision of a more experienced examiner, until sufficient experience is gained to work without supervision.Draft, organize, and verify workpapers and related documents with guidance from more experienced examiners, until sufficient experience is gained to work without supervision.Assist in analyzing supervised institutions' performance in complying with consumer compliance laws, regulations, and regulatory policies.Communicate, describe, support, and discuss supervisory events’ findings with management.Respond to frequently changing regulatory requirements and industry issues with agility and adaptability.Complete Federal Reserve System schools and training modules to progress to commissioned examiner status.Safeguard equipment, sensitive data, and other information resources according to the SRC Information Security and Data Handling Handbook.Consumer Compliance Examiner
Federal Reserve Bank of Minneapolis
PO Box 291 Minneapolis, MN 55480-0291Job Description
The Supervision, Regulation, and Credit Division (SRC) is seeking examiners in the Consumer Affairs section. Consumer Affairs examiners help to supervise state member banks for compliance with federal consumer protection laws and regulations, including the Community Reinvestment Act (CRA).
Assistant and Associate Examiner ResponsibilitiesAssist in examinations and supervisory events of supervised institutions, focusing on the assessment of compliance risk and the adequacy of risk management systems and operational controls.Complete reviews under the supervision of a more experienced examiner, until sufficient experience is gained to work without supervision.Draft, organize, and verify workpapers and related documents with guidance from more experienced examiners, until sufficient experience is gained to work without supervision.Assist in analyzing supervised institutions' performance in complying with consumer compliance laws, regulations, and regulatory policies.Communicate, describe, support, and discuss supervisory events’ findings with management.Respond to frequently changing regulatory requirements and industry issues with agility and adaptability.Complete Federal Reserve System schools and training modules to progress to commissioned examiner status.Safeguard equipment, sensitive data, and other information resources according to the SRC Information Security and Data Handling Handbook.Associate Examiner, Additional Responsibilities
Lead and manage supervisory events of small, noncomplex supervised institutions, including determining scope, rating, resource needs, and work assignments of the examination team, under the supervision of a more experienced examiner.Analyze supervised institutions' performance in complying with consumer compliance laws, regulations, and regulatory policies and evaluate how effectively the institution manages its compliance risks.Assess the bank’s performance in meeting community credit needs under the CRA.Examiner, Additional Responsibilities
Lead and manage consumer compliance and CRA supervisory events of more complicated and larger supervised institutions and communicate more complex examination findings.Act as institution contact for a limited portfolio of small- to medium-sized, relatively non-complex institutions or serve as a subject matter expert in a key functional area.Seek out and participate in opportunities to enhance skills, including assisting with Federal Reserve System or Reserve Bank special projects.Provide training, work direction, and feedback to assisting examiners when acting as examiner-in-charge.Education & Experience
Qualifications:
A bachelor's degree with coursework in business, risk management, pre-law, public policy, or a closely related field of study. Master’s degree in business (or related field) and/or law degree preferred.College/post-graduate transcripts are required. Applicants should be prepared to provide their transcripts during the interview.Consumer compliance and/or CRA examination experience, compliance officer experience, or related consumer banking or consumer financial services experience is preferred.Assistant Examiner (non-exempt) - 0-1 years of related experience.Associate Examiner (non-exempt) - 2+ years of related experience.Examiner (exempt) - 4+ years of significant consumer compliance experience. Commission preferred.Strong written, verbal, and interpersonal communication skills.Strong analytical, critical thinking, and organizational skills and attention to detail.Ability to travel on average 30% while at the assistant and associate levels to accommodate examination and training opportunities. Travel decreases with experience and is on average 20% for those at the examiner level. Examiners generally travel within the 9th District (Montana, North Dakota, South Dakota, Minnesota, and portions of Michigan and Wisconsin). A standard travel week is Monday – Thursday or Friday.Valid driver’s license with acceptable driving record.About
Welcoming, mission-driven, and prestigious are adjectives employees use to describe the workplace culture of the Minneapolis Federal Reserve Bank. Become part of an organization that is committed to encouraging diversity and inclusion, sustaining a vibrant and thriving economy, and making a real difference in people's lives. One important element of the Minneapolis Fed's mission involves participating in the supervision and regulation of the nation's banking, financial, and payments systems to promote a safe, sound, fair, and accessible banking system and stable financial markets.How to Apply
Apply at:
Careers | Federal Reserve Bank of Minneapolis
MBA Job number/Date AddedH-7849: 06/20/2024
#J-18808-Ljbffr
Assistant and Associate Examiner ResponsibilitiesAssist in examinations and supervisory events of supervised institutions, focusing on the assessment of compliance risk and the adequacy of risk management systems and operational controls.Complete reviews under the supervision of a more experienced examiner, until sufficient experience is gained to work without supervision.Draft, organize, and verify workpapers and related documents with guidance from more experienced examiners, until sufficient experience is gained to work without supervision.Assist in analyzing supervised institutions' performance in complying with consumer compliance laws, regulations, and regulatory policies.Communicate, describe, support, and discuss supervisory events’ findings with management.Respond to frequently changing regulatory requirements and industry issues with agility and adaptability.Complete Federal Reserve System schools and training modules to progress to commissioned examiner status.Safeguard equipment, sensitive data, and other information resources according to the SRC Information Security and Data Handling Handbook.Consumer Compliance Examiner
Federal Reserve Bank of Minneapolis
PO Box 291 Minneapolis, MN 55480-0291Job Description
The Supervision, Regulation, and Credit Division (SRC) is seeking examiners in the Consumer Affairs section. Consumer Affairs examiners help to supervise state member banks for compliance with federal consumer protection laws and regulations, including the Community Reinvestment Act (CRA).
Assistant and Associate Examiner ResponsibilitiesAssist in examinations and supervisory events of supervised institutions, focusing on the assessment of compliance risk and the adequacy of risk management systems and operational controls.Complete reviews under the supervision of a more experienced examiner, until sufficient experience is gained to work without supervision.Draft, organize, and verify workpapers and related documents with guidance from more experienced examiners, until sufficient experience is gained to work without supervision.Assist in analyzing supervised institutions' performance in complying with consumer compliance laws, regulations, and regulatory policies.Communicate, describe, support, and discuss supervisory events’ findings with management.Respond to frequently changing regulatory requirements and industry issues with agility and adaptability.Complete Federal Reserve System schools and training modules to progress to commissioned examiner status.Safeguard equipment, sensitive data, and other information resources according to the SRC Information Security and Data Handling Handbook.Associate Examiner, Additional Responsibilities
Lead and manage supervisory events of small, noncomplex supervised institutions, including determining scope, rating, resource needs, and work assignments of the examination team, under the supervision of a more experienced examiner.Analyze supervised institutions' performance in complying with consumer compliance laws, regulations, and regulatory policies and evaluate how effectively the institution manages its compliance risks.Assess the bank’s performance in meeting community credit needs under the CRA.Examiner, Additional Responsibilities
Lead and manage consumer compliance and CRA supervisory events of more complicated and larger supervised institutions and communicate more complex examination findings.Act as institution contact for a limited portfolio of small- to medium-sized, relatively non-complex institutions or serve as a subject matter expert in a key functional area.Seek out and participate in opportunities to enhance skills, including assisting with Federal Reserve System or Reserve Bank special projects.Provide training, work direction, and feedback to assisting examiners when acting as examiner-in-charge.Education & Experience
Qualifications:
A bachelor's degree with coursework in business, risk management, pre-law, public policy, or a closely related field of study. Master’s degree in business (or related field) and/or law degree preferred.College/post-graduate transcripts are required. Applicants should be prepared to provide their transcripts during the interview.Consumer compliance and/or CRA examination experience, compliance officer experience, or related consumer banking or consumer financial services experience is preferred.Assistant Examiner (non-exempt) - 0-1 years of related experience.Associate Examiner (non-exempt) - 2+ years of related experience.Examiner (exempt) - 4+ years of significant consumer compliance experience. Commission preferred.Strong written, verbal, and interpersonal communication skills.Strong analytical, critical thinking, and organizational skills and attention to detail.Ability to travel on average 30% while at the assistant and associate levels to accommodate examination and training opportunities. Travel decreases with experience and is on average 20% for those at the examiner level. Examiners generally travel within the 9th District (Montana, North Dakota, South Dakota, Minnesota, and portions of Michigan and Wisconsin). A standard travel week is Monday – Thursday or Friday.Valid driver’s license with acceptable driving record.About
Welcoming, mission-driven, and prestigious are adjectives employees use to describe the workplace culture of the Minneapolis Federal Reserve Bank. Become part of an organization that is committed to encouraging diversity and inclusion, sustaining a vibrant and thriving economy, and making a real difference in people's lives. One important element of the Minneapolis Fed's mission involves participating in the supervision and regulation of the nation's banking, financial, and payments systems to promote a safe, sound, fair, and accessible banking system and stable financial markets.How to Apply
Apply at:
Careers | Federal Reserve Bank of Minneapolis
MBA Job number/Date AddedH-7849: 06/20/2024
#J-18808-Ljbffr