ZipRecruiter
Senior Compliance Manager
ZipRecruiter, Winston Salem, North Carolina, United States, 27104
Job DescriptionInterQuest are supporting a mid-tier FS firm in identifying a Senior Compliance Manager to join the firm on a permanent basis. This exciting opportunity would join the business as a generalist supporting across monitoring, advisory, and reporting.The role would report directly into the Head of Compliance and would present the opportunity to play an integral part in the firm's growth alongside managing risks from a regulatory compliance perspective.Responsibilities:
Lead on thematic reviews for the business alongside horizon scanning.Support with MI reporting across compliance and governance.Lead committees as the compliance representative.Play a key part in the review of financial promotions.To be considered, you would need:
A good knowledge of the FCA handbook.Strong knowledge of MCOBS.Experience working within lending or financial services.Working knowledge of consumer duty.This would be a role based in Sheffield with strong flexible working and an opportunity to gain excellent experience with breadth across different areas of compliance.Please click apply for consideration.
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Lead on thematic reviews for the business alongside horizon scanning.Support with MI reporting across compliance and governance.Lead committees as the compliance representative.Play a key part in the review of financial promotions.To be considered, you would need:
A good knowledge of the FCA handbook.Strong knowledge of MCOBS.Experience working within lending or financial services.Working knowledge of consumer duty.This would be a role based in Sheffield with strong flexible working and an opportunity to gain excellent experience with breadth across different areas of compliance.Please click apply for consideration.
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