Advisors Excel
Surveillance Compliance Intern
Advisors Excel, Topeka, Kansas, United States, 66604
Position:
Surveillance Compliance Intern
Location:
4113 SW Gage Center Drive
Topeka, KS
Job Id:
2137
# of Openings:
1
Position: Surveillance Compliance Intern
Reporting to: Compliance Manager
Location: Topeka, KS - Onsite
Overview:
Are you ready to kickstart your career in compliance? In this dynamic role, you'll play a crucial part in supporting our compliance efforts by managing data to monitor the day-to-day activities of our advisors and registered representatives. If you're eager to learn, grow, and make a meaningful impact, we want to hear from you!
What you'll do:
Manage and troubleshoot data errors and updates to keep our surveillance system running smoothly
Assist with maintaining active data feeds for personal trading accounts
Take charge of compliance projects like a boss! We need someone who can drive these initiatives independently.
Support other compliance teams as assigned. Collaboration is key, and we're all about teamwork!
Experience you'll bring:
Self-starter
Ability to take ownership of projects
Exceptional problem determination skills with a high attention to detail
Confident, professional and articulate written and verbal communication skills
Bonus Points:
Completed coursework in corporate compliance, business transactions, or other related topics
Previous experience in business law, particularly securities, insurance, or compliance law
What you'll get:
Access to an on-site cafe and gym
Continuous personal and professional development opportunities
Recognition for hard work & exemplary performance
Employee sponsored events...and more!
Who We Are:
Advisors Excel is a fast paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions to sales and marketing, our end goal is to help continually grow advisors' businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team!
Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here - as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily.
Apply for this Position
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Surveillance Compliance Intern
Location:
4113 SW Gage Center Drive
Topeka, KS
Job Id:
2137
# of Openings:
1
Position: Surveillance Compliance Intern
Reporting to: Compliance Manager
Location: Topeka, KS - Onsite
Overview:
Are you ready to kickstart your career in compliance? In this dynamic role, you'll play a crucial part in supporting our compliance efforts by managing data to monitor the day-to-day activities of our advisors and registered representatives. If you're eager to learn, grow, and make a meaningful impact, we want to hear from you!
What you'll do:
Manage and troubleshoot data errors and updates to keep our surveillance system running smoothly
Assist with maintaining active data feeds for personal trading accounts
Take charge of compliance projects like a boss! We need someone who can drive these initiatives independently.
Support other compliance teams as assigned. Collaboration is key, and we're all about teamwork!
Experience you'll bring:
Self-starter
Ability to take ownership of projects
Exceptional problem determination skills with a high attention to detail
Confident, professional and articulate written and verbal communication skills
Bonus Points:
Completed coursework in corporate compliance, business transactions, or other related topics
Previous experience in business law, particularly securities, insurance, or compliance law
What you'll get:
Access to an on-site cafe and gym
Continuous personal and professional development opportunities
Recognition for hard work & exemplary performance
Employee sponsored events...and more!
Who We Are:
Advisors Excel is a fast paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions to sales and marketing, our end goal is to help continually grow advisors' businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team!
Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here - as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily.
Apply for this Position
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