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LFP Associates

Senior Associate Attorney - Corporate Securities

LFP Associates, New York, New York, us, 10261


Note : Hiring for multiple offices. This position requires employees to be on-site five days a week at the Boston, NYC, Philadelphia, or Washington DC office.

About Our Client

Our client is a full-service national law firm with approximately 400 attorneys, offering proactive advice and top-notch client service. Their collaborative culture, innovative approach, and focus on diversity create a supportive environment that inspires excellence. With offices across the U.S., they serve a diverse clientele from corporate America to exciting start-ups, nonprofits, and governmental entities.

Job Description

Our client is seeking a Senior Associate Attorney to join their expanding securities group. This is an exciting opportunity to work in a sophisticated, entrepreneurial practice. Responsibilities include:

Advising public companies on Securities Act of 1933 and Securities Exchange Act of 1934 compliance

Handling public and private securities offerings

Navigating national securities exchange listing rules

Reporting on Forms 10-K, 10-Q, 8-K, and proxy statements

Drafting and managing Section 16 reporting (Forms 3, 4, 5)

Corporate governance, including drafting board resolutions and policies

Experience with broker-dealers, FINRA, investment advisors, or fund formation is a plus

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