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Software Placement Group

Senior Associate Attorney - Corporate Securities

Software Placement Group, New York, New York, us, 10261


About the Job:

Senior Associate Attorney - Corporate Securities

As a Senior Associate Attorney in Corporate Securities, you will join a full-service national law firm, known for its proactive advice, innovative approach, and commitment to diversity. The firm's collaborative culture fosters an environment where excellence is celebrated. With roughly 400 attorneys across various U.S. locations, we serve a spectrum of clients including large corporates, startups, nonprofits, and governmental entities. This role emphasizes legal advisory and compliance for public companies, focusing on the Securities Act of 1933 and the Securities Exchange Act of 1934, among others.

Compensation:

$230,000.00 - $260,000.00

Essential Duties and Responsibilities:

Advising public companies on compliance with the Securities Act of 1933 and the Securities Exchange Act of 1934.

Handling both public and private securities offerings and transactions.

Navigating national securities exchange listing requirements and compliance issues.

Preparing and reviewing periodic reports such as Forms 10-K, 10-Q, 8-K, as well as proxy statements.

Efficient management and drafting of Section 16 filings (Forms 3, 4, 5).

Developing and implementing corporate governance practices including drafting board resolutions and company policies.

Minimum Position Qualifications:

Minimum 6 years of professional experience in securities law.

In-depth understanding and experience with public company regulatory frameworks and securities transactions.

Current Bar admission in one of the following jurisdictions: Boston, NYC, Philadelphia, or Washington DC.

Preferred Qualifications:

Experience dealing with broker-dealers, FINRA, investment advisors, or fund formation.

Proven track record of leading complex securities transactions and compliance programs.

Demonstrated ability to mentor and lead junior associates.

Strong negotiation and communication skills.

Previous experience in a large firm environment servicing diverse clientele including startups and governmental entities.

Skills:

Detailed knowledge of securities regulations including the Securities Act of 1933 and the Securities Exchange Act of 1934.

Ability to independently manage and deliver on deadlines with multiple high-priority assignments.

Excellent drafting and document preparation skills specifically focused on securities filings and corporate governance documentation.

Strong interpersonal and client advisory skills in complex and high-pressure situations.

Exceptional problem-solving and analytical abilities with a focus on detail.

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