AVP, Associate Counsel, Institutional Services

Are you a team player? Are you curious to learn? Do you want to provide dynamic, risk-based legal advice in a successful and growing company? If so, LPL Financial is the place for you!LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader in the markets we serve, supporting more than 22,000 financial advisors, 1,100 institution-based investment programs, and 500 independent RIA firms nationwide.Job Overview:The Institutional Services Legal Team within LPL’s Legal department is looking for an engaged and keen-minded attorney to support our industry-leading Institution Services business. This role will provide advice on securities, banking, investment advisory and insurance regulations and will negotiate agreements that govern our relationships with our institution clients. The role, Assistant Vice President, Associate Counsel, will report to the Vice President, Assistant General Counsel and will collaborate with an experienced team of lawyers.Responsibilities:Drafting, negotiating, and closing a high volume and a wide variety of networking agreements, ensuring that all contracting processes are adhered to and the firm’s contracting standards are maintained.Effectively and proactively providing sound advice on federal and state securities, banking and insurance laws and rules.Partnering with our Institution Services business colleagues and other members of our Compliance and Risk teams.Supporting the Legal team’s effort to consistently review and improve policies and processes.Who are we looking for?We want

strong collaborators

who can deliver a world-class client experience. We are looking for people who thrive in a

fast-paced environment ,

are client-focused ,

team oriented , and are able to execute in a way that encourages

creativity

and

continuous improvement .Requirements:JD from a nationally accredited law school; admitted to practice law, and in good standing, in at least one jurisdiction in the U.S.3-5 years of significant experience drafting and negotiating commercial contracts.Experience at a law firm or company in the financial services industry.Core Competencies:Strong organizational and project management skills.Superior communication, writing, and analytical skills.Pay Range:

$128,900.00 - $214,900.00. Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, and geographic location.Why LPL?At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services.We are

one team on one mission.

We take care of our advisors, so they can take care of their clients.Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

#J-18808-Ljbffr