Senior Audit Analyst (SOX)

Our client, a well-known international investment bank in Jersey City, is looking for an experienced internal auditor to join their team. This individual will be assisting on all internal audit testing for SOX and Internal Controls. Responsibilities will include risk assessments, audit testing, control evaluation, and audit reporting. The candidate must have at least three years’ experience with internal audit at a financial services firm, preferably within the banking and/or broker dealer space.Job Responsibilities:Identify and analyze control issues or changes in company processes for potential implications.Liaison with process and control owners and selected department managers to ensure that related control documentation (e.g., risk matrices, policies & procedures, flowcharts etc.) is properly maintained and updated.Work with relevant department managers to resolve SOX-related control issues as quickly as possible and implement effective remediation strategies.Provide progress reports and present executive summaries of deficiencies to senior management.Stay informed of changes in legislation and regulatory guidance, which impact SOX compliance.Act as liaison with internal and external auditors (and other regulators, as needed) to ensure the SOX-related test work is properly coordinated.Job Requirements:CPA preferred but not required.Detailed understanding of operational governance processes.Personable with the ability to develop strong working relationships at all levels.Flexible approach to work – ability to adapt to a range of tasks.Proactive and highly engaged.Strong written and verbal communication skills.Compensation:

OpenJob ID:

8209

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