Fidelity Investments
Vice President, Fidelity Digital Assets Compliance - Product Advisory
Fidelity Investments, Boston, Massachusetts, us, 02298
Job Description:Vice President, Fidelity Digital Assets Compliance – Product AdvisoryThe RoleAs a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal obligations. In this role you will lead the Compliance Product Advisory program, collaborating closely within FDAS and across the Fidelity organization.
You will:
Lead the Compliance Product Advisory team supporting launch of new products, existing offerings, implementing new rules, and developing the Product Advisory program including communication and marketing review
Partner with international compliance teams to support compliance readiness
Understand and communicate the strategic vision and product road map
Define compliance requirements, identify and document controls, and develop compliance policies and procedures
Identify potential gaps in controls and collaborate on remediation plans
Provide Compliance leadership for Business Acceptance, New Product, and Trade Oversight Committees
Partner with AML and Risk on surveillance
Partner with Compliance Governance and Operations team on product risk assessments
Remain up-to-date on regulatory changes and landscape, best practices and new developments in the industry
Promote compliance awareness through training and education
Assist Regulatory Management in responding to relevant regulatory matters
The Expertise and Skills You Bring
15+ years of combined experience in Compliance, Risk, and Legal
Strong leadership skills with experience managing teams
4-year college degree required, master’s degree, MBA or JD is a plus
Have a strong understanding of money services business regulation including MTL, Regulation E, UDAAP, and AML/BSA
Strong attention to detail and experience supporting a regulatory compliance program
Strong analytical, organizational, and problem-solving skills
Strong relationship and communication skills; ability to work independently and as part of a team
Ability to influence key decision makers through a combination of knowledge, reasoning and relationships
Ability to thrive in a fast paced, start-up environment operating in an uncharted regulatory environment
Experience working collaboratively across various teams, including Legal, Operations, Risk and Audit
A curiosity about learning the digital assets space
The TeamThis team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets. FDA is part of the Enterprise Services portfolio of agile, standalone organizations, which drive innovation, with the purpose of collaborating with Fidelity’s businesses to develop new sources of revenue, explore emerging technologies, enhance operational capabilities, and improve the customer experience.
Salary Grade:8
Organization:
Enterprise Services Compliance
Category:ComplianceCertifications:Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
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You will:
Lead the Compliance Product Advisory team supporting launch of new products, existing offerings, implementing new rules, and developing the Product Advisory program including communication and marketing review
Partner with international compliance teams to support compliance readiness
Understand and communicate the strategic vision and product road map
Define compliance requirements, identify and document controls, and develop compliance policies and procedures
Identify potential gaps in controls and collaborate on remediation plans
Provide Compliance leadership for Business Acceptance, New Product, and Trade Oversight Committees
Partner with AML and Risk on surveillance
Partner with Compliance Governance and Operations team on product risk assessments
Remain up-to-date on regulatory changes and landscape, best practices and new developments in the industry
Promote compliance awareness through training and education
Assist Regulatory Management in responding to relevant regulatory matters
The Expertise and Skills You Bring
15+ years of combined experience in Compliance, Risk, and Legal
Strong leadership skills with experience managing teams
4-year college degree required, master’s degree, MBA or JD is a plus
Have a strong understanding of money services business regulation including MTL, Regulation E, UDAAP, and AML/BSA
Strong attention to detail and experience supporting a regulatory compliance program
Strong analytical, organizational, and problem-solving skills
Strong relationship and communication skills; ability to work independently and as part of a team
Ability to influence key decision makers through a combination of knowledge, reasoning and relationships
Ability to thrive in a fast paced, start-up environment operating in an uncharted regulatory environment
Experience working collaboratively across various teams, including Legal, Operations, Risk and Audit
A curiosity about learning the digital assets space
The TeamThis team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets. FDA is part of the Enterprise Services portfolio of agile, standalone organizations, which drive innovation, with the purpose of collaborating with Fidelity’s businesses to develop new sources of revenue, explore emerging technologies, enhance operational capabilities, and improve the customer experience.
Salary Grade:8
Organization:
Enterprise Services Compliance
Category:ComplianceCertifications:Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
#J-18808-Ljbffr