Compliance Associate

Compliance AssociatePosition DetailsAssist with the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams against the Firm’s Algorithmic Trading PolicyMonitor regulatory changes, updates and industry-wide compliance initiatives, and conduct ongoing analyses to enhance Firm’s global Quantitative Trading Compliance programAssist with regulatory examinations, inquiries, investigations and projects, as necessaryAssist with drafting and amending compliance related policies and proceduresPrepare and conduct compliance trainingsQualifications/Skills Required3+ years of experienceExperience at a regulatory authority, bank/broker or buy-side firmExperience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithmsBachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferredAn understanding of global financial markets, including market structure, is preferredGeneral understanding of Artificial Intelligence, including current regulatory focus areasStrong analytical / conceptual problem-solving skills with attention to detailStrong sense of ownership and personal responsibilityAbility to prioritize, multi-task, and manage deadlines while successfully completing assignmentsStrong written and verbal communication skillsAbility to create presentation materials for senior managementProficient in Microsoft PowerPoint and ExcelGood team player with a strong willingness to participate and help others

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