Compliance Manager

Compliance Manager

Salary: $140k-$150k + bonus

Location: Chicago, IL

Hybrid: 3 days onsite, 2 days remote

We are unable to provide sponsorship for this role

Qualifications

• Bachelor’s Degree
• 7+ related experience with 3+ years in the financial services industry
• Familiarity with internal controls within an organization.
• Experience in identifying process improvements.
• Experience in project planning and reporting results.
• Spreadsheet and documentation expertise
• Presentation experience (i.e. PowerPoint, Word, and Publisher)

Preferred

• eGRC experience (specifically RSA Archer)
• SOC experience and/or knowledge of COSO
• CPA, CIA, CISA or other related certification

Responsibilities

• Oversee the facilitation of the management self-testing program, including drafting of test plans, launching campaigns, reviewing of results, and reporting on program.
• Oversee and advance the management self-testing quality assurance program.
• Facilitate, review and report on the company’s attestation program.
• Oversee the Compliance automated testing activities and enhance the testing program to provide assurance and insight into the compliance-related activities of the organization.
• Design and perform tests of controls for design and operational effectiveness, as needed.
• Perform secondary review of compliance review checklist related to findings remediation efforts.
• Report on output of programs to stakeholders, senior management, and the board.
• Perform administrative supervisory activities including performance reviews, corrective action documentation, and other tasks as needed.