Brown & Riding
Compliance Assistant
Brown & Riding, Los Angeles, California, United States, 90001
Position Summary:
Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.
Essential Functions:
· Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing· Reconciles amounts payable to the regulatory agencies· Monitor and track tags received from the state SLA departments and provide reports to the Compliance Manager
Other Responsibilities:
· Other duties as assigned
Education, Experience and Skills Required:
· Exceptional attention to detail, organization, follow-up, oral and written communication skills· Able to work and solve problems independently· Exhibit good listening skills and a willingness to help and support others· Intermediate skill level in PC software (Word, Excel and other software, as required)· Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions· Preference for post high school education
Work Environment
· Physical activities of job are within the normal expectations of an office environment where the amount of standing, walking, sitting, reaching, and other movements are within the control of the incumbent.
· Vision requirements are in the normal range, correctible with glasses or contacts, where color vision, peripheral vision, depth perception have no significant impact on job performance.
· Working environment is generally within the confines of an office where normal climate conditions support effective job performance. Some daily travel may include limited time spent outside in the elements as part of the normal commute.
· Risk of exposure to hazardous materials, electrical shock, explosives, radiation, vibration or airborne particles are at the extreme minimum. Protective clothing is usually not necessary to effective job performance or safety.
Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.
Essential Functions:
· Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing· Reconciles amounts payable to the regulatory agencies· Monitor and track tags received from the state SLA departments and provide reports to the Compliance Manager
Other Responsibilities:
· Other duties as assigned
Education, Experience and Skills Required:
· Exceptional attention to detail, organization, follow-up, oral and written communication skills· Able to work and solve problems independently· Exhibit good listening skills and a willingness to help and support others· Intermediate skill level in PC software (Word, Excel and other software, as required)· Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions· Preference for post high school education
Work Environment
· Physical activities of job are within the normal expectations of an office environment where the amount of standing, walking, sitting, reaching, and other movements are within the control of the incumbent.
· Vision requirements are in the normal range, correctible with glasses or contacts, where color vision, peripheral vision, depth perception have no significant impact on job performance.
· Working environment is generally within the confines of an office where normal climate conditions support effective job performance. Some daily travel may include limited time spent outside in the elements as part of the normal commute.
· Risk of exposure to hazardous materials, electrical shock, explosives, radiation, vibration or airborne particles are at the extreme minimum. Protective clothing is usually not necessary to effective job performance or safety.