The Goldman Sachs Group
Asset & Wealth Management Operations-Associate-Chicago-Client Onboarding and Out
The Goldman Sachs Group, Chicago, Illinois, United States, 60290
Asset & Wealth Management (AWM)
Asset & Wealth Management includes Goldman Sachs Asset Management (GSAM), Private Wealth Management (PWM), and our Consumer business (Marcus by Goldman Sachs). We provide asset management, wealth management, and banking expertise to consumers and institutions around the world. AWM partners with various teams across the firm to help individuals and institutions navigate changing markets and take control of their financial lives.
GSAM
Goldman Sachs Asset Management (GSAM) is one of the world's leading investment managers. GSAM provides institutional and individual investors with investment and advisory solutions, with strategies spanning asset classes, industries, and geographies. We help our clients navigate today's dynamic markets and identify the opportunities that shape their portfolios and long-term investment goals.
OUR IMPACT
AWM Operations is a dynamic, multi-faceted division that partners with all areas of the firm to deliver banking, sales, trading, and asset management capabilities to clients around the world. Alongside this vital service delivery role, AWM Operations provides essential risk management and control to preserve and enhance the firm's assets and its reputation.
As a member of the Shareholder Services team, you will specialize in the collection of Onboarding and Anti-Money Laundering (AML) / Know Your Customer (KYC) information of existing clients and work directly with our clients, sales, compliance, and operational partners in a fast-paced environment with precision and accuracy. The ability to prioritize, meet deadlines, and communicate to all levels of the organization, including sales and compliance, is critical. Having a client service mindset is crucial as the role requires interaction with clients.
HOW YOU WILL FULFILL YOUR POTENTIAL
Acting as the subject matter expert for multiple Sales channels to coordinate successful KYC refreshes of high profile and strategically important client relationshipsEnd to end understanding of onboarding process including KYC, AML, Due Diligence, Distribution Agreements, Legal, TaxCoordination of complex Onboarding/KYC reviews involving sensitive client relationshipsParticipate in regular meetings to maintain clarity around workflow, understand changes to regulations or expectations, and develop required reporting metricsDeveloping a clear understanding of bespoke client requirements and offering guidance on what is operationally supportableOngoing review and maintenance of internal policies and procedures with a view to increasing automation, scalability, and outsourcing of tasks to external vendors with appropriate controls and cost efficienciesResearching and identifying inefficiencies and driving enhancementsEnsuring regulatory and company compliance standards are met and changes successfully coordinated amongst appropriate teamsProvision of management/board reporting, and information for ad-hoc management requests
PREFERRED QUALIFICATIONS
Bachelor's DegreeKnowledge of, and interest in, financial markets and productsFlexible and able to work well under pressure, managing high volumes while collaborating with a global team and producing quality resultsExcellent written and verbal communication skillsKnowledge of KYC, AML, CRS, Due Diligence, Distribution Agreements preferredA minimum of three years' working experience in financial industry or client-facing role preferredUnderstanding of the importance of ethical conduct and maintaining confidentiality in dealing with client data
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
The Goldman Sachs Group, Inc., 2024. All rights reserved. Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
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Asset & Wealth Management includes Goldman Sachs Asset Management (GSAM), Private Wealth Management (PWM), and our Consumer business (Marcus by Goldman Sachs). We provide asset management, wealth management, and banking expertise to consumers and institutions around the world. AWM partners with various teams across the firm to help individuals and institutions navigate changing markets and take control of their financial lives.
GSAM
Goldman Sachs Asset Management (GSAM) is one of the world's leading investment managers. GSAM provides institutional and individual investors with investment and advisory solutions, with strategies spanning asset classes, industries, and geographies. We help our clients navigate today's dynamic markets and identify the opportunities that shape their portfolios and long-term investment goals.
OUR IMPACT
AWM Operations is a dynamic, multi-faceted division that partners with all areas of the firm to deliver banking, sales, trading, and asset management capabilities to clients around the world. Alongside this vital service delivery role, AWM Operations provides essential risk management and control to preserve and enhance the firm's assets and its reputation.
As a member of the Shareholder Services team, you will specialize in the collection of Onboarding and Anti-Money Laundering (AML) / Know Your Customer (KYC) information of existing clients and work directly with our clients, sales, compliance, and operational partners in a fast-paced environment with precision and accuracy. The ability to prioritize, meet deadlines, and communicate to all levels of the organization, including sales and compliance, is critical. Having a client service mindset is crucial as the role requires interaction with clients.
HOW YOU WILL FULFILL YOUR POTENTIAL
Acting as the subject matter expert for multiple Sales channels to coordinate successful KYC refreshes of high profile and strategically important client relationshipsEnd to end understanding of onboarding process including KYC, AML, Due Diligence, Distribution Agreements, Legal, TaxCoordination of complex Onboarding/KYC reviews involving sensitive client relationshipsParticipate in regular meetings to maintain clarity around workflow, understand changes to regulations or expectations, and develop required reporting metricsDeveloping a clear understanding of bespoke client requirements and offering guidance on what is operationally supportableOngoing review and maintenance of internal policies and procedures with a view to increasing automation, scalability, and outsourcing of tasks to external vendors with appropriate controls and cost efficienciesResearching and identifying inefficiencies and driving enhancementsEnsuring regulatory and company compliance standards are met and changes successfully coordinated amongst appropriate teamsProvision of management/board reporting, and information for ad-hoc management requests
PREFERRED QUALIFICATIONS
Bachelor's DegreeKnowledge of, and interest in, financial markets and productsFlexible and able to work well under pressure, managing high volumes while collaborating with a global team and producing quality resultsExcellent written and verbal communication skillsKnowledge of KYC, AML, CRS, Due Diligence, Distribution Agreements preferredA minimum of three years' working experience in financial industry or client-facing role preferredUnderstanding of the importance of ethical conduct and maintaining confidentiality in dealing with client data
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
The Goldman Sachs Group, Inc., 2024. All rights reserved. Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
#J-18808-Ljbffr