Investment Services Associate Attorney

Posted onSep 29, 2024ProfileA law firm in San Francisco, CA, is seeking an Investment Services Associate Attorney with 4-7 years of experience in managing legal matters related to registered investment companies and investment advisers. The ideal candidate will have a strong background in handling transactions, particularly investment company reorganizations and mergers. Experience with mutual funds, exchange-traded funds (ETFs), closed-end funds, and independent trustees and directors is essential. The candidate should possess a J.D. degree with strong academic credentials and be admitted to (or in the process of becoming admitted to) the applicable jurisdiction.Duties:Lead or play a key role in transactions involving investment company reorganizations, mergers, and other significant investment activities.Provide expert legal advice on matters related to mutual funds, ETFs, closed-end funds, and independent trustees and directors.Manage multiple complex legal matters simultaneously, ensuring effective and timely resolution.Draft, review, and negotiate legal documents related to fund formation, registration, and compliance.Advise clients on regulatory and compliance matters under federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933.Conduct comprehensive legal research and analysis to support compliance and transactional strategies.Collaborate with clients and internal teams to develop and implement legal strategies.Stay current with developments in securities laws and regulations affecting investment services.Requirements:4-7 years of experience with registered investment companies, investment advisers, and regulatory and compliance matters.Proven ability to lead or play a significant role in investment company reorganizations and mergers.Experience with mutual funds, ETFs, closed-end funds, and independent trustees and directors.Demonstrated experience managing multiple complex matters concurrently.J.D. degree with strong academic credentials.Admitted to (or in the process of becoming admitted to) the California State Bar.Education:Juris Doctor (J.D.) degree from an accredited law school.Certifications:Admission to (or steps taken to become admitted to) the California State Bar.Skills:Expertise in federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933.Strong experience with mutual funds, ETFs, closed-end funds, and independent trustees and directors.Excellent legal drafting, negotiation, and analytical skills.Ability to manage multiple complex matters simultaneously.Strong client management and interpersonal skills.Effective communication and teamwork abilities.High attention to detail and organizational skills.

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