UBS
AML Advisory Analyst
UBS, Weehawken, New Jersey, United States,
Your role
Are you an experienced AML professional who enjoys working in a dynamic and diverse environment? Are you able to leverage your knowledge of AML/KYC industry standards and regulatory requirements to provide guidance to a broad range of constituents?
We're looking for an experienced AML Advisory Analyst to:
• assist in coordinating updates to business procedures to align with firm policies and industry regulations and providing business with guidance on the application of the firm policies• evaluate client adverse media items for relevance and materiality, and draft summaries for further review with key stakeholders• review and assess AML procedural inquiries, escalations and exception requests submitted by business partners• assist in drafting policy exception requests on behalf of Business AML Office; track submission and approval• track progress for tactical and strategic AML deliverables for Wealth Management USA business• participate in projects and other strategic change initiatives related to AML requirements• support ongoing client, regulatory and audit requirements on regular and ad-hoc basis• collaborate regularly with a variety of stakeholders within the Wealth Management USA business, and with partner teams such as Compliance, Legal, and Group Operations
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your team
You'll be joining our Business AML Organization (BAMLO) team, which focuses on driving strategy, implementation, and oversight for the AML program within the US Wealth Management line of business. This role is based out of Weehawken or Nashville. We work collaboratively with our business partners, WM field leadership, and Second Line Compliance partners to ensure that our Financial Advisors serve their clients in accordance with regulatory requirements.
Your expertise
• 5 years+ experience in wealth management and AML/KYC, or related regulatory experience supporting a wealth management organization is preferred• knowledge of AML/KYC industry standards and regulatory requirements• experience in wealth management and/or a good understanding of operational processes in financial services is a plus• effective written and verbal communication skills, and ability to tailor style to intended audience• a highly organized work style and ability to track and complete deliverables on time across multiple, evolving business priorities• comfort with digesting large data and analysis to identify and interpret key conclusions• strong attention to detail• strong technical skills with Excel, PowerPoint
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Are you an experienced AML professional who enjoys working in a dynamic and diverse environment? Are you able to leverage your knowledge of AML/KYC industry standards and regulatory requirements to provide guidance to a broad range of constituents?
We're looking for an experienced AML Advisory Analyst to:
• assist in coordinating updates to business procedures to align with firm policies and industry regulations and providing business with guidance on the application of the firm policies• evaluate client adverse media items for relevance and materiality, and draft summaries for further review with key stakeholders• review and assess AML procedural inquiries, escalations and exception requests submitted by business partners• assist in drafting policy exception requests on behalf of Business AML Office; track submission and approval• track progress for tactical and strategic AML deliverables for Wealth Management USA business• participate in projects and other strategic change initiatives related to AML requirements• support ongoing client, regulatory and audit requirements on regular and ad-hoc basis• collaborate regularly with a variety of stakeholders within the Wealth Management USA business, and with partner teams such as Compliance, Legal, and Group Operations
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your team
You'll be joining our Business AML Organization (BAMLO) team, which focuses on driving strategy, implementation, and oversight for the AML program within the US Wealth Management line of business. This role is based out of Weehawken or Nashville. We work collaboratively with our business partners, WM field leadership, and Second Line Compliance partners to ensure that our Financial Advisors serve their clients in accordance with regulatory requirements.
Your expertise
• 5 years+ experience in wealth management and AML/KYC, or related regulatory experience supporting a wealth management organization is preferred• knowledge of AML/KYC industry standards and regulatory requirements• experience in wealth management and/or a good understanding of operational processes in financial services is a plus• effective written and verbal communication skills, and ability to tailor style to intended audience• a highly organized work style and ability to track and complete deliverables on time across multiple, evolving business priorities• comfort with digesting large data and analysis to identify and interpret key conclusions• strong attention to detail• strong technical skills with Excel, PowerPoint
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.