Michael Page
Senior Internal Auditor
Michael Page, Stamford, Connecticut, United States, 06925
Leading American based multinational brokerage firmOpportunity to join growing department with diverse exposureAbout Our Client
Industry leading American based multinational brokerage firm based out of CT.
Job Description
Perform independent assessment of its broker dealer entities.Conduct audits of firm's programs including customer on-boarding, customer due diligence, surveillance, sanction, training, etc.Plan and execute audit test steps.Prepare audit report that document identified control deficiencies.Assist in ad-hoc projects or other audits of group entities.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
The Successful Applicant
3+ years of Audit or related experience.Bachelor's degree is required, preferably in Business or Accounting.Any certifications related to Audit are an added plus.Ability to identify gaps in controls at the macro level.Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams.Strong verbal and written communication skills.What's on Offer
Industry leading brokerage firmProfessional advancement opportunitiesHybrid work modelCompetitive base salary and bonusExtensive benefits packageFree lunch in office
Contact
Michael Procinsky
Quote job ref
JN-082024-6517822
Industry leading American based multinational brokerage firm based out of CT.
Job Description
Perform independent assessment of its broker dealer entities.Conduct audits of firm's programs including customer on-boarding, customer due diligence, surveillance, sanction, training, etc.Plan and execute audit test steps.Prepare audit report that document identified control deficiencies.Assist in ad-hoc projects or other audits of group entities.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
The Successful Applicant
3+ years of Audit or related experience.Bachelor's degree is required, preferably in Business or Accounting.Any certifications related to Audit are an added plus.Ability to identify gaps in controls at the macro level.Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams.Strong verbal and written communication skills.What's on Offer
Industry leading brokerage firmProfessional advancement opportunitiesHybrid work modelCompetitive base salary and bonusExtensive benefits packageFree lunch in office
Contact
Michael Procinsky
Quote job ref
JN-082024-6517822