Corporate Securities Attorney (100% Remote)

Corporate Securities & Regulatory Compliance AttorneySeeking experienced attorneys with a portable book and extensive experience in securities and corporate contract law. Work remote from anywhere!Compensation:$200,000 - $300,000RemoteCorporate, regulatory and securities law firm which delivers premier legal services to financial institutions throughout the United States, including broker-dealers, investment advisers, investment companies, hedge funds, and private equity firms. This firm already has a robust client base and they are looking for someone who can build on their success and expand their mission with new clients.Do you have an entrepreneurial spirit, interest in leading your own practice area, and a book of business to bring with you? Let's talk!Responsibilities:The Senior Attorney will be responsible for building on the firm's success and expanding their reach to new clients, including investment advisers, broker-dealers, private fund advisers, investment companies, corporations, and individuals. In this role, you will be instrumental in advising on business M&A transitions, contract negotiations, financial industry regulatory compliance, regulatory exams, and providing general corporate strategic advisement.Minimum Requirements:6+ years of experience in securities and corporate transactional lawActive admission to at least one state barTransferable book of at least $400,000Strong contract law experience, as well as corporate law, regulatory compliance, and mergers and acquisitionsKnowledge of the Investment Advisers Act of 1940, FINRA Rules, and the Investment Company Act of 1940Preferred Qualifications:Experience in SEC and FINRA regulatory mattersHedge fund, real estate fund and private equity fund formation experienceReal estate, intellectual property and employment labor law experience

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