Goldman Sachs Bank AG
Vice President
Goldman Sachs Bank AG, Dallas, Texas, United States, 75215
Compliance, Regulatory Inventory Traceability, Vice President
Location: Dallas, Texas, United States
Opportunity Overview
CORPORATE TITLE:
Vice President OFFICE LOCATION(S):
New York, Dallas JOB FUNCTION:
Regulatory Compliance DIVISION:
Compliance Division Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. Overview The Core Compliance Team is at the forefront of delivering robust compliance risk management in adherence with regulator expectations. We are looking for a team member who can help drive our Enterprise Compliance Risk Management program forward, by collaborating with first and second line teams, including engineering, Operational Risk, business and compliance globally. The successful candidate should demonstrate an understanding of regulatory change management practices, including strategic technology solutions, awareness of financial services businesses and products and regulatory authorities. Individual should be highly organized and comfortable interacting with senior audiences. Responsibilities: Support the design and implementation of strategic and sustainable regulatory inventory and traceability process. Influence all levels of staff to drive change. Align and continuously evolve strategy for managing a Regulatory Inventory and mapping to relevant parts of the Risk Management Framework, including policies and controls. Engage key stakeholders to make strategic decisions, prioritize implementation plans and manage volumes. Oversee consistency across pillars and divisions; identifying and addressing opportunities. Facilitate reporting and information sharing. Manage regulatory mapping activities across Compliance and the Firm globally. Manage vendor content, including identifying opportunities for automation and engage strategically for efficient and optimized vendor information. Partner with and direct vendors to deliver against expectations. Manage requests and exams from outside regulators and internal audit. Represent Compliance in first line and second line led remediation efforts. Basic Qualifications: 5+ years of experience in Financial Services, with risk, legal, compliance and/or project management experience. Bachelor’s Degree. Professional experience in handling various regulatory change objectives. Advanced PowerPoint and Excel skills, with an ability to learn new tools quickly. Program management and reporting capabilities. Strong understanding of Compliance program mandates and Operational Risk Frameworks. Exceptional analytical, problem solving, critical thinking and project management skills with a proven track record of execution against deadlines. Strong communication and relationship-building skills in frequent interaction with other areas of the firm, particularly senior stakeholders. Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders. Experience in delivering high quality work products, reflecting attention to detail. Work independently and exercise strong judgment when executing an assigned task. Multi-task and manage multiple projects simultaneously. Identify and effectively escalate potential issues to appropriate person(s). About Goldman Sachs At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally. Salary Range:
The expected base salary for this position is $115,000 - $250,000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.
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Vice President OFFICE LOCATION(S):
New York, Dallas JOB FUNCTION:
Regulatory Compliance DIVISION:
Compliance Division Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. Overview The Core Compliance Team is at the forefront of delivering robust compliance risk management in adherence with regulator expectations. We are looking for a team member who can help drive our Enterprise Compliance Risk Management program forward, by collaborating with first and second line teams, including engineering, Operational Risk, business and compliance globally. The successful candidate should demonstrate an understanding of regulatory change management practices, including strategic technology solutions, awareness of financial services businesses and products and regulatory authorities. Individual should be highly organized and comfortable interacting with senior audiences. Responsibilities: Support the design and implementation of strategic and sustainable regulatory inventory and traceability process. Influence all levels of staff to drive change. Align and continuously evolve strategy for managing a Regulatory Inventory and mapping to relevant parts of the Risk Management Framework, including policies and controls. Engage key stakeholders to make strategic decisions, prioritize implementation plans and manage volumes. Oversee consistency across pillars and divisions; identifying and addressing opportunities. Facilitate reporting and information sharing. Manage regulatory mapping activities across Compliance and the Firm globally. Manage vendor content, including identifying opportunities for automation and engage strategically for efficient and optimized vendor information. Partner with and direct vendors to deliver against expectations. Manage requests and exams from outside regulators and internal audit. Represent Compliance in first line and second line led remediation efforts. Basic Qualifications: 5+ years of experience in Financial Services, with risk, legal, compliance and/or project management experience. Bachelor’s Degree. Professional experience in handling various regulatory change objectives. Advanced PowerPoint and Excel skills, with an ability to learn new tools quickly. Program management and reporting capabilities. Strong understanding of Compliance program mandates and Operational Risk Frameworks. Exceptional analytical, problem solving, critical thinking and project management skills with a proven track record of execution against deadlines. Strong communication and relationship-building skills in frequent interaction with other areas of the firm, particularly senior stakeholders. Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders. Experience in delivering high quality work products, reflecting attention to detail. Work independently and exercise strong judgment when executing an assigned task. Multi-task and manage multiple projects simultaneously. Identify and effectively escalate potential issues to appropriate person(s). About Goldman Sachs At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally. Salary Range:
The expected base salary for this position is $115,000 - $250,000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.
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