Manager, Capital Markets Prime Operations

Job Description:

The Team

The Prime Services Middle Office team handles all aspects of support for Fidelity's hedge fund investment manager client base. This includes trade processing, client service, and exception management. Are you looking for an outstanding opportunity for education and exposure to Prime Brokerage, hedge fund client support, stock loan, and custody services? You will own aspects of trade flow support, client asset movements, and reporting. You will work alongside Prime Services account managers, Institutional Trading, and Sales in the support of the client base. Additionally, we maintain professional working relationships with various business organizations within Fidelity and are exposed to risk and technology projects/reviews. While working in a custody environment, you will develop an understanding of trading/reporting systems, regulatory requirements, risk awareness, compliance rules, internal and external institutional entities, and financial markets.

The Expertise You Have

• Bachelor's Degree, plus 1-2 years of brokerage or portfolio accounting experience.
• FINRA Brokerage licenses 7, 63 required, 24 preferred
• Brokerage industry experience, preferably in trading or middle/back-office operations
• Solid understanding of domestic and international equity, fixed income, and derivative products
• Basic understanding of accounting principles, brokerage accounting, securities settlement, and custody preferred

The Skills You Bring

• You are self-motivated and can operate as part of a team
• You bring excellent digital literacy and are Microsoft Office proficient with excel macro aptitude a plus.
• You possess interpersonal skills and the ability to process work accurately with attention to detail
• Ability to work in a fast-paced environment with frequent interruptions and the aptitude to multi-task with many different systems
• You bring strong leadership skills

The Value You Deliver

• Ownership of day-to-day support for prime brokerage relationship management team, resolving all client inquiries in a timely manner
• Becoming a specialist of processing and review of daily security and cash movements, corporate actions, stock certificate/ deposits, and restricted stock cleanup.
• Providing assistance in the development of new procedures, products, and technologies sought at improving service to clients. Involvement in the testing and implementation of such products.
• Responsible for daily portfolio accounting data to ensure accurate client reporting
• Working with client implementation team to onboard new business to Fidelity Prime Services
• Oversight of asset servicing transactions
• Responsible for daily delegation of tasks
• Providing assistance in the review of management daily supervision

Company Overview

At Fidelity, we are focused on making our financial expertise broadly accessible and effective in helping people live the lives they want. We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. For information about working at Fidelity, visit FidelityCareers.com

Fidelity Investments is an equal opportunity employer.

Certifications:

Series 07 - FINRA, Series 63 - FINRA

Company Overview

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.

Join Us

At Fidelity, you'll find endless opportunities to build a meaningful career that positively impacts peoples' lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees' Choice Award, we have been recognized by our employees as a top 10 Best Place to Work in 2024. And you don't need a finance background to succeed at Fidelity-we offer a range of opportunities for learning so you can build the career you've always imagined.

Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite all business days of every other week in a Fidelity office.

At Fidelity, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document, and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.

We invite you to Find Your Fidelity at fidelitycareers.com.

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to accommodations@fmr.com.

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