Stark & Stark P C
Investment Management & Securities Associate Attorney
Stark & Stark P C, Trenton, New Jersey, United States,
Job Details
Hamilton, NJ
Description
Since 1933, Stark & Stark has developed innovative legal solutions to meet our client's needs. More than 100 attorneys, over 30 practice areas, and a philosophy of putting the law to work for our clients are the basis for building and maintaining our practice. Stark & Stark's Hamilton office is seeking applications from Investment management and Securities attorneys with exceptional credentials and a genuine passion for the law. Responsibilities Monitor, identify, and advise clients on regulatory changes. Handle a wide range of matters related to investment adviser and broker-dealer regulatory and compliance topics. Provide compliance and regulatory support and guidance to a large and diverse investment advisory client base. Provide guidance on a full range of issues associated with investment advisers, hedge funds, and broker-dealers including regulatory/compliance matters, investment vehicles and industry best practices. Draft review and or revise advisory agreements and provide support on practical business matters. Qualifications
Requirements: Law Degree required; Prior role as a law firm associate and/or with in-house compliance or legal department; work experience focused on RIA and financial services business. Be a member of the New Jersey Bar. 3+ years of related legal experience. Possess a working knowledge of the laws, rules, regulations, and market practice governing registered investment advisers, broker-dealers, hedge funds, private equity, and alternative assets. Provide prompt and professional service. Ability to produce outstanding written work. Possess the experience and confidence to interact professionally with senior management, clients, and clients’ representatives. Demonstrated track record of effectively solving problems to a successful resolution and have a willingness and ability to master new laws and regulations as they develop. Must have familiarity with laws and regulations governing the operation of UCITS funds; the Securities Exchange Act; and rules and regulation governing the operation of US broker-dealers, including federal and state securities laws and FINRA regulations. Must be skilled in negotiation and drafting skills. Possess superior verbal and written communication skills. Demonstrate strong integrity and professionalism. Ability to multi-task. Exercise judgment and the ability to work autonomously and as an effective member of a team; and intellectual curiosity and the ability to problem solve independently.
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Hamilton, NJ
Description
Since 1933, Stark & Stark has developed innovative legal solutions to meet our client's needs. More than 100 attorneys, over 30 practice areas, and a philosophy of putting the law to work for our clients are the basis for building and maintaining our practice. Stark & Stark's Hamilton office is seeking applications from Investment management and Securities attorneys with exceptional credentials and a genuine passion for the law. Responsibilities Monitor, identify, and advise clients on regulatory changes. Handle a wide range of matters related to investment adviser and broker-dealer regulatory and compliance topics. Provide compliance and regulatory support and guidance to a large and diverse investment advisory client base. Provide guidance on a full range of issues associated with investment advisers, hedge funds, and broker-dealers including regulatory/compliance matters, investment vehicles and industry best practices. Draft review and or revise advisory agreements and provide support on practical business matters. Qualifications
Requirements: Law Degree required; Prior role as a law firm associate and/or with in-house compliance or legal department; work experience focused on RIA and financial services business. Be a member of the New Jersey Bar. 3+ years of related legal experience. Possess a working knowledge of the laws, rules, regulations, and market practice governing registered investment advisers, broker-dealers, hedge funds, private equity, and alternative assets. Provide prompt and professional service. Ability to produce outstanding written work. Possess the experience and confidence to interact professionally with senior management, clients, and clients’ representatives. Demonstrated track record of effectively solving problems to a successful resolution and have a willingness and ability to master new laws and regulations as they develop. Must have familiarity with laws and regulations governing the operation of UCITS funds; the Securities Exchange Act; and rules and regulation governing the operation of US broker-dealers, including federal and state securities laws and FINRA regulations. Must be skilled in negotiation and drafting skills. Possess superior verbal and written communication skills. Demonstrate strong integrity and professionalism. Ability to multi-task. Exercise judgment and the ability to work autonomously and as an effective member of a team; and intellectual curiosity and the ability to problem solve independently.
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