Mechanics Bank
Compliance Audit Manager (Hybrid)
Mechanics Bank, Walnut Creek, California, United States, 94598
Mechanics Bank
is currently searching for a
Compliance Audit Manager
to join our team. Here at Mechanics Bank, we value connection, partnership, long term relationships and working together in person. This role will be working hybrid at our Roseville, Walnut Creek or Irvine offices. The Compliance Audit Manager will direct audit projects and manage all audit activities within the designated areas of responsibility, with a primary focus on regulatory compliance related audits. While supervising auditors (either internal or co-sourced partners), the role will manage and provide guidance and oversight for diligent execution of activities and provide timely feedback of the results, within the determined timeframes, budgets and objectives; and in doing so contributes to enhancing the client's risk and control. Assists with strategic initiatives of the Audit Department as required. Attends and actively participates in Internal Bank Committees as appropriate. What you will be doing: Directly supervise employees while overseeing assigned function(s). Carries out supervisory responsibilities in accordance with the Bank's policies and applicable laws. Responsibilities include interviewing, hiring, and training employees; planning, assigning, and directing work; managing and appraising performance; coaching and developing team members; and addressing complaints and resolving problems. Organize and carry out the activities that are related to the job (planning/setting up projects, obtaining the necessary and relevant information from the client, establishing and processing collected information, reporting). Responsible for the deadlines, activities, timeframes and expenditure of assigned projects. Determine, within the framework of the agreements made with the client and fine-tuned with the Audit Director and/or Chief Auditor, how and when audit projects will be carried out. Make decisions regarding the audit planning and the approach. Communicate regularly with the Audit Director and/or Chief Auditor regarding the progress/realization of assigned audit projects, including the status of significant findings (when applicable), realization of the audit plan, related assignments and personal development plan. Follow up on outstanding corrective actions/audit findings to confirm satisfactory implementation. Assist in the audit risk assessment process and development of the annual audit plan for areas of assigned responsibility. Operate within the framework of the codes of conduct and professional regulations of the applicable professional audit organizations (IIA) and the Mechanics Bank Audit Methodology. Attend and participate in a consultative manner in Internal Bank Committees, and Working Groups as appropriate. Perform account management activities, including but not limited to, maintaining operational contacts with key stake holders to keep abreast of emerging risks and key compliance risk indicators, communicating the status of audits in progress, and informing management of ongoing compliance audit activities.
Who you are: Strong regulatory compliance background, with 5+ years of primary experience with executing and/or managing regulatory compliance audits. 3+ years of audit management experience is preferred. 4 year Bachelor's Degree highly preferred. Required: CIA or CPA Strongly Preferred: CRCM, CAMS, or CFE Proficient with MS Word, MS Excel, MS Outlook and the Internet. Experience with Internal Audit applications (e.g. AuditBoard) is a plus. Skilled and knowledgeable in the use of data analytic techniques to carry out audit tests. Strong leadership, influencing, motivating and negotiating skills with the managerial courage to confront difficult issues with the appropriate response. Strong knowledge of the Institute of Internal Auditor's Global Internal Audit Standards and the ability to keep abreast of new developments within the internal audit profession. Knowledge of Banking and the operating environments (inside and outside the organization). Excellent interpersonal, oral and written communication skills. Strong effective and demonstrable time management and organizational skills and ability to cope with pressure resulting from meeting required deadlines and reporting requirements. Exemplary motivation, enthusiasm, and professionalism. Strong judgment, analytical and problem-solving skills. Salary Range:
$115,000-165,000 annually Final compensation package will be determined by the work experience, education, and/or skill level of the applicant along with internal equity and alignment with geographic market data. Mechanics Bank is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, religion, national origin, age, genetic information, veteran status, or on the basis of disability, gender identity, sexual orientation or other bases prohibited by applicable law. Please view Equal Employment Opportunity Posters provided by OFCCP here . To learn more about Mechanics Bank's California privacy and security policies, including your right to a Notice At Collection as a California Resident, please visit California Privacy Policy for Prospective Employees | Mechanics Bank
#J-18808-Ljbffr
is currently searching for a
Compliance Audit Manager
to join our team. Here at Mechanics Bank, we value connection, partnership, long term relationships and working together in person. This role will be working hybrid at our Roseville, Walnut Creek or Irvine offices. The Compliance Audit Manager will direct audit projects and manage all audit activities within the designated areas of responsibility, with a primary focus on regulatory compliance related audits. While supervising auditors (either internal or co-sourced partners), the role will manage and provide guidance and oversight for diligent execution of activities and provide timely feedback of the results, within the determined timeframes, budgets and objectives; and in doing so contributes to enhancing the client's risk and control. Assists with strategic initiatives of the Audit Department as required. Attends and actively participates in Internal Bank Committees as appropriate. What you will be doing: Directly supervise employees while overseeing assigned function(s). Carries out supervisory responsibilities in accordance with the Bank's policies and applicable laws. Responsibilities include interviewing, hiring, and training employees; planning, assigning, and directing work; managing and appraising performance; coaching and developing team members; and addressing complaints and resolving problems. Organize and carry out the activities that are related to the job (planning/setting up projects, obtaining the necessary and relevant information from the client, establishing and processing collected information, reporting). Responsible for the deadlines, activities, timeframes and expenditure of assigned projects. Determine, within the framework of the agreements made with the client and fine-tuned with the Audit Director and/or Chief Auditor, how and when audit projects will be carried out. Make decisions regarding the audit planning and the approach. Communicate regularly with the Audit Director and/or Chief Auditor regarding the progress/realization of assigned audit projects, including the status of significant findings (when applicable), realization of the audit plan, related assignments and personal development plan. Follow up on outstanding corrective actions/audit findings to confirm satisfactory implementation. Assist in the audit risk assessment process and development of the annual audit plan for areas of assigned responsibility. Operate within the framework of the codes of conduct and professional regulations of the applicable professional audit organizations (IIA) and the Mechanics Bank Audit Methodology. Attend and participate in a consultative manner in Internal Bank Committees, and Working Groups as appropriate. Perform account management activities, including but not limited to, maintaining operational contacts with key stake holders to keep abreast of emerging risks and key compliance risk indicators, communicating the status of audits in progress, and informing management of ongoing compliance audit activities.
Who you are: Strong regulatory compliance background, with 5+ years of primary experience with executing and/or managing regulatory compliance audits. 3+ years of audit management experience is preferred. 4 year Bachelor's Degree highly preferred. Required: CIA or CPA Strongly Preferred: CRCM, CAMS, or CFE Proficient with MS Word, MS Excel, MS Outlook and the Internet. Experience with Internal Audit applications (e.g. AuditBoard) is a plus. Skilled and knowledgeable in the use of data analytic techniques to carry out audit tests. Strong leadership, influencing, motivating and negotiating skills with the managerial courage to confront difficult issues with the appropriate response. Strong knowledge of the Institute of Internal Auditor's Global Internal Audit Standards and the ability to keep abreast of new developments within the internal audit profession. Knowledge of Banking and the operating environments (inside and outside the organization). Excellent interpersonal, oral and written communication skills. Strong effective and demonstrable time management and organizational skills and ability to cope with pressure resulting from meeting required deadlines and reporting requirements. Exemplary motivation, enthusiasm, and professionalism. Strong judgment, analytical and problem-solving skills. Salary Range:
$115,000-165,000 annually Final compensation package will be determined by the work experience, education, and/or skill level of the applicant along with internal equity and alignment with geographic market data. Mechanics Bank is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, religion, national origin, age, genetic information, veteran status, or on the basis of disability, gender identity, sexual orientation or other bases prohibited by applicable law. Please view Equal Employment Opportunity Posters provided by OFCCP here . To learn more about Mechanics Bank's California privacy and security policies, including your right to a Notice At Collection as a California Resident, please visit California Privacy Policy for Prospective Employees | Mechanics Bank
#J-18808-Ljbffr