Mid-Level Investment Management Regulatory Associate Attorney

Mid-Level Investment Management Regulatory Associate Attorney

Company name
BCG Attorney Search

Experience
2-11 yrs required

Location
Washington, DC, United States

Posted on
Oct 26, 2024

Profile

A law firm in Washington, DC is seeking a talented and experienced Mid-Level Investment Management Regulatory Associate Attorney with 4-6 years of asset management regulatory experience. The ideal candidate will possess a strong understanding of federal securities laws, particularly the Investment Advisers Act of 1940, and have experience advising clients with global operations and diverse businesses. Experience in a large law firm, in-house, or regulatory agency is required, along with strong communication, analytical, and organizational skills.

Duties and Responsibilities:

• Provide legal counsel on regulatory matters related to investment management, including compliance with the Investment Advisers Act of 1940.
• Advise clients with global operations on regulatory issues affecting private equity, private credit, institutional separate accounts, wrap/model programs, and registered funds.
• Draft, review, and negotiate various regulatory documents and compliance materials.
• Conduct legal research and analysis on federal securities laws and other relevant regulations.
• Develop and implement strategies to address complex regulatory and compliance issues.
• Assist clients in responding to regulatory inquiries and examinations.
• Collaborate with internal teams and clients to ensure adherence to regulatory requirements and best practices.
• Stay current on changes in securities laws and regulations, and provide guidance on their implications for clients.

Requirements:

• 4-6 years of experience in asset management regulatory matters, with a strong understanding of federal securities laws and the Investment Advisers Act of 1940.
• Experience working in a large law firm, in-house, or regulatory agency.
• Proven ability to advise clients with global operations and diverse business models.
• Strong communication, analytical, and organizational skills.
• Experience advising on a variety of investment management issues, including private equity, private credit, institutional separate accounts, wrap/model programs, and registered funds.

Education:

• Juris Doctor (JD) degree from an accredited law school.

Certifications:

• Admission to the Bar in Washington, DC, or eligibility for admission.

Skills:

• In-depth knowledge of the Investment Advisers Act of 1940 and other federal securities laws.
• Excellent legal research, drafting, and analytical skills.
• Strong communication skills, with the ability to articulate complex legal concepts to clients and colleagues.
• Exceptional organizational skills and attention to detail.
• Proven ability to handle multiple projects and deadlines effectively.

Company info

BCG Attorney Search
1629 K ST NW, Suite 300
Washington
District of Columbia
United States 20006
Phone : (202) 955-5585
Fax : (213) 895-7306

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