Audit Director

Opportunity Opportunity to build relationships directly with C-Suite level individuals Great culture, work-life balance, and growth About Our Client Our client is a financial services firm with an excellent reputation. They offer opportunities for promotion, internal mobility, and a stable working environment. Job Description Develop and execute a comprehensive risk-based audit plan focusing on SOX, Financial Operations, Wealth Management, and Treasury functions. Act as a trusted advisor to C-Suite level individuals, providing insight and control recommendations to strengthen governance and operational efficiency. Oversee the firm's SOX program, including design, documentation, and testing of internal controls over financial reporting. Identify control deficiencies, propose effective remediation strategies, and monitor implementation to ensure sustainable compliance. Partner with external auditors and business stakeholders to align SOX testing requirements and audit deliverables. Build strong partnerships and relationships with senior leadership across the business. The Successful Applicant 15+ years of Internal Audit experience within Financial Services or Banking. Strong knowledge of SOX, Treasury, Wealth Management, and/or Finance. Experience managing a team of at least 6-9 individuals. Bachelor's degree in Accounting, Finance, or related fields. Master's is preferred but not required. Professional certifications such as CPA, CIA, CISA, or CFA are required. Ability to build strong relationships with senior leadership across the business. What's on Offer Eligibility for annual bonus and long-term compensation incentive.

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