Wealthfront Corporation
Corporate Counsel
Wealthfront Corporation, Palo Alto, California, United States, 94306
Wealthfront, a leading consumer fintech and pioneer of the robo-advisor industry, is currently seeking a talented and detail-oriented Corporate Counsel to join its Legal team.Our new Corporate Counsel will be responsible for providing internal partners with legal advice and counsel on a range of subject matter issues relevant to Wealthfront’s business, including long-term projects, corporate strategies, and day-to-day matters.While you will primarily support the Company’s corporate legal, securities, and corporate governance functions, we expect that this role will also support regulated functions of our business, including our investment advisory and broker-dealer businesses and/or potential new business operations.You will report to and work closely with our Deputy General Counsel and will interact with a range of other teams across the business, including our Compliance, Finance, Product, Marketing and Engineering teams.Responsibilities:
Advise the Company on a range of corporate and securities mattersReview and/or draft corporate and commercial agreements (inbound and outbound)Prepare applicable corporate and securities filings, and/or draft corporate governance materials such as board resolutions and stockholder-related documentsManage equity incentive plan matters alongside the Company’s Finance teamProvide counsel in connection with new business and product initiativesCollaborate with other Legal team members in support of a range of projectsWork directly with business partners to understand needs, goals, and potential risksInterface with outside counsel where necessary/appropriateStay up-to-date on relevant developments in applicable securities laws, regulatory requirements and market practicesLearn new subject matter areas and take ownership of functions or projects as neededOther duties as determined by the Deputy General Counsel and Chief Legal OfficerQualifications:
4+ years of experience, with at least 2 years of experience at a leading national or international law firmPrior in-house experience helpful, but not requiredFamiliarity with a variety of general corporate, securities, and commercial transactional workFamiliarity with privacy issues very helpful, but not requiredExperience advising clients that conduct business in a regulated financial industry and/or other familiarity with applicable legal and regulatory landscapes (e.g., investment adviser, broker-dealer, mortgage, banking, money transmitter)Prior experience with regulatory or securities filings very helpfulPrior experience reviewing marketing or sales materials helpful, but not requiredAbility to work in a fast-paced, collaborative environmentKeen attention to detail and good follow-throughAbility to identify and analyze complex legal issues, assess and describe relative risk, and present clear recommendationsAbility to spot and address cross-functional legal issuesAbility to provide guidance to all levels of business partners, executive and non-executiveStrong drafting/writing/communication skillsWillingness to take ownership of a range of projects depending on team and business needsWillingness to learn applicable regulatory schemes if you’re not already familiar with themCalifornia Bar membership, or eligibility to practice as California Registered In-House CounselStrong interest in Wealthfront, our products, and fintech generallyAgility, creativity, patience, diplomacy and a sense of humor are essentialEstimated annual salary range:
$170K - $217K
USD plus equity.Benefits include medical, vision, dental, 401K plan, generous time off, parental leave, wellness reimbursements, professional development, employee investing discount, and more!
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Advise the Company on a range of corporate and securities mattersReview and/or draft corporate and commercial agreements (inbound and outbound)Prepare applicable corporate and securities filings, and/or draft corporate governance materials such as board resolutions and stockholder-related documentsManage equity incentive plan matters alongside the Company’s Finance teamProvide counsel in connection with new business and product initiativesCollaborate with other Legal team members in support of a range of projectsWork directly with business partners to understand needs, goals, and potential risksInterface with outside counsel where necessary/appropriateStay up-to-date on relevant developments in applicable securities laws, regulatory requirements and market practicesLearn new subject matter areas and take ownership of functions or projects as neededOther duties as determined by the Deputy General Counsel and Chief Legal OfficerQualifications:
4+ years of experience, with at least 2 years of experience at a leading national or international law firmPrior in-house experience helpful, but not requiredFamiliarity with a variety of general corporate, securities, and commercial transactional workFamiliarity with privacy issues very helpful, but not requiredExperience advising clients that conduct business in a regulated financial industry and/or other familiarity with applicable legal and regulatory landscapes (e.g., investment adviser, broker-dealer, mortgage, banking, money transmitter)Prior experience with regulatory or securities filings very helpfulPrior experience reviewing marketing or sales materials helpful, but not requiredAbility to work in a fast-paced, collaborative environmentKeen attention to detail and good follow-throughAbility to identify and analyze complex legal issues, assess and describe relative risk, and present clear recommendationsAbility to spot and address cross-functional legal issuesAbility to provide guidance to all levels of business partners, executive and non-executiveStrong drafting/writing/communication skillsWillingness to take ownership of a range of projects depending on team and business needsWillingness to learn applicable regulatory schemes if you’re not already familiar with themCalifornia Bar membership, or eligibility to practice as California Registered In-House CounselStrong interest in Wealthfront, our products, and fintech generallyAgility, creativity, patience, diplomacy and a sense of humor are essentialEstimated annual salary range:
$170K - $217K
USD plus equity.Benefits include medical, vision, dental, 401K plan, generous time off, parental leave, wellness reimbursements, professional development, employee investing discount, and more!
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