Diverse Lynx
Business Analyst (Trade Surveillance)
Diverse Lynx, Plano, Texas, us, 75086
Role:- Business Analyst (Trade Surveillance)
Location:- Plano, TX (Onsite)
Duration:- Fulltime/ Permanent
Job Description
Skills : Trade surveillance, or market surveillance, involves monitoring the activities of the firm and its employees to detect illegal and unethical trading practices including market manipulation, fraud, money laundering, insider trading, speculation, and unsuitable investments.
Job Description:
5 years Business & Functional ExperienceBachelors Degree or equivalent work experience in Global markets and/or productsExcellent understanding of global markets, processes and products (Fixed Income and Commodities/Futures Options).Ability to handle multiple projects in a dynamic environment.Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system.Understands Client ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance.Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediationAbility to test across multiple lines of business.Extensive functional or professional knowledgeMicrosoft Suite of products
Skills and Competencies :
Effective Verbal CommunicationBusiness Writing and AcumenActs with Courage and ConvictionStrong Business AcumenDrives Operational ExcellenceCritical Thinking and AnalysisAttention to DetailStrong Partnership and Influencing SkillsCollaborationTime ManagementComplex Problem SolvingJudgment and Decision MakingMay Give Feedback
Regards,
Mukesh Kumar Singh
Sr. Technical Recruiter
Diverse Lynx LLC |300 Alexander Park|Suite #200|Princeton , NJ 08540
Office
:- 732-452-1006 ext:437
Direct No
:-
573-430-0905
Email ID
:- mukesh.singh@diverselynx.com || URL:- http://www.diverselynx.com#J-18808-Ljbffr
Location:- Plano, TX (Onsite)
Duration:- Fulltime/ Permanent
Job Description
Skills : Trade surveillance, or market surveillance, involves monitoring the activities of the firm and its employees to detect illegal and unethical trading practices including market manipulation, fraud, money laundering, insider trading, speculation, and unsuitable investments.
Job Description:
5 years Business & Functional ExperienceBachelors Degree or equivalent work experience in Global markets and/or productsExcellent understanding of global markets, processes and products (Fixed Income and Commodities/Futures Options).Ability to handle multiple projects in a dynamic environment.Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system.Understands Client ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance.Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediationAbility to test across multiple lines of business.Extensive functional or professional knowledgeMicrosoft Suite of products
Skills and Competencies :
Effective Verbal CommunicationBusiness Writing and AcumenActs with Courage and ConvictionStrong Business AcumenDrives Operational ExcellenceCritical Thinking and AnalysisAttention to DetailStrong Partnership and Influencing SkillsCollaborationTime ManagementComplex Problem SolvingJudgment and Decision MakingMay Give Feedback
Regards,
Mukesh Kumar Singh
Sr. Technical Recruiter
Diverse Lynx LLC |300 Alexander Park|Suite #200|Princeton , NJ 08540
Office
:- 732-452-1006 ext:437
Direct No
:-
573-430-0905
Email ID
:- mukesh.singh@diverselynx.com || URL:- http://www.diverselynx.com#J-18808-Ljbffr