Regulatory Reporting Associate Stamford, CT

A Career with Point72’s Regulatory Reporting TeamThe Regulatory Reporting department’s overall global mandate is to provide governance across all regulatory filings and obligations for the firm, including but not limited to ensuring completeness of the global inventory of filings, instituting process and workflow controls, facilitating the creation of policies and procedures, and providing process measurement reporting. The department is responsible for preparing reports, generating, and coordinating responses for larger cross departmental filings, managing external vendor relationships, oversight of Technology supporting regulatory filings, and evaluating automation options, and administering data standards. The various regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Federal Reserve/Treasury, Securities and Futures Commission (SFC), Kanto Finance Bureau (KFB), Financial Conduct Authority (FCA), and Monetary Authority of Singapore (MAS).What you’ll doPrepare and review filing responses for various regulators (i.e., SEC, NFA, FCA, MAS)Gather requirements, perform functional analysis and data analysis, and develop functional and technical specificationsPartner with business teams to clearly document requirements and workflows for regulationsHelp improve robust controls frameworkConduct class action lawsuit analysisRespond to Compliance inquiries/regulatory data requestsConduct various position and transaction monitoring checksUtilize data analytical and automation tools to detect anomalies in reporting data and improve reporting processesWork with the development teams to ensure data is correctly sourcedDelve into complex system infrastructure to understand impact of data flows, booking models, and trading systems on reporting details accuracyMonitor regulatory submissions and escalate issues accordinglyWhat's required?3-6+ years of experience working in a regulatory reporting function at a financial institutionUnderstanding of hedge/investment fund structuresWorking knowledge of financial products, e.g., equities, fixed income, exchange traded derivatives, OTC derivativesProficiency in Excel and MS Office SuitePractical knowledge of SQL, Alteryx or TableauAbility to juggle and prioritize among multiple tasks in a fast paced environmentSuperior problem solving, critical thinking and analytical skillsOutstanding communication skills and interpersonal skillsSound professional judgment and ability to exercise discretion with sensitive informationCommitment to the highest ethical standardsWe take care of our peopleWe invest in our people, their careers, their health, and their well-being. When you work here, we provide:Fully-paid health care benefitsGenerous parental and family leave policiesMental and physical wellness programsVolunteer opportunitiesNon-profit matching gift programSupport for employee-led affinity groups representing women, minorities and the LGBTQ+ communityTuition assistanceA 401(k) savings program with an employer match and moreAbout Point72Point72 Asset Management is a global firm led by Steven Cohen that invests in multiple asset classes and strategies worldwide. Resting on more than a quarter-century of investing experience, we seek to be the industry’s premier asset manager through delivering superior risk-adjusted returns, adhering to the highest ethical standards, and offering the greatest opportunities to the industry’s brightest talent. For more information, visit www.Point72.com/working-here.

#J-18808-Ljbffr