Fidelity Investments
Manager, Brokerage Risk
Fidelity Investments, Merrimack, NH
Job Description:
Manager, Brokerage Risk
The Brokerage Risk team advises Fidelity's dynamic individual investor businesses building lifetime relationships with self-directed clients and helping them save and invest. This is an individual contributor position primarily responsible for conducting risk assessments, assisting operational teams in evaluating complex scenarios, and supporting critical components of our risk governance program.
The Expectations for this Role
The Expertise and Skills You Bring
Behavioral Attributes
The Team
Brokerage Risk supports the retail distribution arm of Fidelity Investments focused on enabling self-directed customers to achieve their financial goals. Brokerage Risk is a dedicated team of risk professionals who partner directly with business leaders and cross-functional partners to ensure comprehensive risk management throughout the brokerage businesses -- from the frontline to executive leadership. As part of this team, you will help deliver risk advisory support on major firm initiatives and new products and services that directly impact more than 18 million self-directed investors.
The base salary range for this position is $71,000-$112,000 per year.
Placement in the range will vary based on job responsibilities and scope, geographic location, candidate's relevant experience, and other factors.
Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.
We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.
Certifications:
Category:
Risk
Manager, Brokerage Risk
The Brokerage Risk team advises Fidelity's dynamic individual investor businesses building lifetime relationships with self-directed clients and helping them save and invest. This is an individual contributor position primarily responsible for conducting risk assessments, assisting operational teams in evaluating complex scenarios, and supporting critical components of our risk governance program.
The Expectations for this Role
- Support dedicated risk governance forums, including risk committees
- Analyze complex processes and data to identify risk areas, determine effectiveness of controls, and outline control gaps
- Recommend risk remediation plans, broker solutions with management, and drive remediation where appropriate
- Timely investigate incidents, determine root cause, and advise on corrective actions
- Communicate complex issues by distilling them into concise summary reports and presentations
- Effectively manage multiple projects and responsibilities within prescribed timelines
The Expertise and Skills You Bring
- Bachelor's degree (required)
- MBA or other master's degree with strong academic credentials (preferred)
- 5+ years of risk, compliance, legal, or audit experience at complex financial services institutions, e.g., asset managers, banks, regulatory agencies (required)
- Technical expertise to query and analyze data to support business/operational reviews. (required)
- Experience independently delivering on the expectations for this role (required)
- Experience with brokerage products and services, brokerage operations, or client service operations - including familiarity with regulatory requirements (required)
- Ability to deliver engaging, compelling, and persuasive presentations and reporting (required)
- Experience with Archer GRC (preferred)
Behavioral Attributes
- Demonstrates exceptional attention to detail and communications skills
- Drives outcomes in a fast-paced, distributed, and complex environment
- Builds and maintains effective working relationships across businesses and support functions
- Balances pace over perfection
The Team
Brokerage Risk supports the retail distribution arm of Fidelity Investments focused on enabling self-directed customers to achieve their financial goals. Brokerage Risk is a dedicated team of risk professionals who partner directly with business leaders and cross-functional partners to ensure comprehensive risk management throughout the brokerage businesses -- from the frontline to executive leadership. As part of this team, you will help deliver risk advisory support on major firm initiatives and new products and services that directly impact more than 18 million self-directed investors.
The base salary range for this position is $71,000-$112,000 per year.
Placement in the range will vary based on job responsibilities and scope, geographic location, candidate's relevant experience, and other factors.
Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.
We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.
Certifications:
Category:
Risk