CNO Financial Group, Inc.
Senior Legal Compliance Analyst, Corporate - Remote for US Based Candidates
CNO Financial Group, Inc., Carmel, Indiana, United States, 46033
Senior Legal Compliance Analyst, Corporate - Remote for US Based Candidates in Carmel, Indiana
Salary Range : $84,800 - $127,200 AnnualThe stated pay range is based on a national-average location. Actual salary is determined by factors including relevant work experience, skills, and location. This position is bonus eligible.CNO Financial Group’s Legal Team is hiring a Senior Legal Compliance Analyst to execute and operate CNO’s AML/watchlist transaction monitoring in a timely manner. This role will be responsible for the day-to-day operation of an AML/watchlist program, linking regulatory requirements, CNO’s policies and procedures, technology, and data across all CNO insurance companies. The position will also provide IT support and execution to the AML/watchlist program and other compliance initiatives. This role will create and provide AML, financial crimes, and watchlist compliance guidance and training to business partners and insurance agents pertaining to various compliance matters including money laundering, financial crimes, elder abuse, sales practice activities, and compliance risk monitoring and reporting.As a Senior Legal Compliance Analyst, your responsibilities will include:Investigating potentially suspicious activity that may arise from money laundering and financial crimes account surveillance, operation escalations, risk alerts, regulatory investigations, and matters otherwise escalated to CNO’s AML Officer.Creating and submitting reports to various international, federal, and state regulators, including international and national watchlist matches, SAR reports, elder exploitation, and 314(a) matters.Functioning as the primary liaison between our AML/watchlist software vendor and the company, providing IT support and execution of AML/watchlist program requirements and other compliance matters.Drafting, revising, and administering policies, procedures, and training documents to ensure compliance with laws and regulations related to money laundering, financial crimes, and watchlists included in the US Patriot Act.Identifying areas of compliance vulnerability and risk, assisting in developing and implementing corrective action plans for resolution of issues.Monitoring regulatory developments and industry trends to facilitate incorporation into CNO’s AML, financial crimes, and watchlist program.Reviewing and preparing data for reporting to regulators, working within systems like Patriot Manager and Accurint to assess data, and collaborating with IT to develop data in the proper format.Supporting the development and analysis of reports and compliance risk monitoring practices and assisting with other compliance responsibilities as requested by senior management.The Senior Legal Compliance Analyst position is well-suited for you if you:Can draft and administer anti-money laundering/watchlist policies and procedures, including knowledge of IT administrative systems and data storage.Can investigate and report matters to the proper regulators.Can develop and deliver AML/watchlist training to other members of the legal department, business partners, and agents.Understand laws and regulations related to insurance, AML, and financial crimes.Possess strong product knowledge relating to insurance products, with emphasis on annuity and life products.Can analyze complex business problems and provide solutions that incorporate regulatory and compliance requirements to business partners.Can exercise critical judgment and make decisions based on factual analysis of data and an understanding of laws, regulations, policies, and regulatory risk.Demonstrate proven success in developing and leading cross-functional processes and procedures.What you’ll need:Bachelor’s degree or 8 years of equivalent work experience.5 years of work experience in the financial services/insurance industry (Life & Health).Ability to work with schedules based in Eastern or Central Time Zone.What will set you apart:AML, fraud, or insurance designations relating to life insurance and annuities.7+ years of financial services work experience with concentration in AML, financial crimes, fraud investigations, and reporting.Experience with managing and reporting data.Benefits:Medical insuranceDental insuranceVision insurance401(k) retirement plan with company matchShort-term & long-term disability insuranceCNO embraces flexibility and encourages you to work where you’re most productive. Associates who live within a 60-mile radius of a corporate office (Birmingham, Carmel, Chicago, Orlando, and Milwaukee) have access to come into that office. Associates who live outside of a 60-mile radius of a corporate office may perform this role full-time work from home (WFH) from any US-based location, as long as you are willing to work central or eastern time zone hours. All associates may be asked to travel to varying corporate offices periodically. Work cannot be performed from outside of the United States.CNO provides life and health insurance, annuities, financial services, and workforce benefits solutions through our family of brands and supported by our associates and agents. Our customers work hard to save for the future, and we help protect their health, income, and retirement needs with 3.2 million policies and more than $35 billion in total assets. Our 3,400 associates, 8,600 exclusive agents, and independent partner agents guide individuals, families, and businesses through a lifetime of financial decisions.We are financially strong and well positioned for continued growth, and we are grounded in our core values of Diversity, Equity & Inclusion (DE&I); Integrity, Customer Focus, Excellence, and Teamwork.If you're looking for a culture that encourages development, helps you reach your potential, and rewards you for your contribution, then CNO Financial Group is right for you. For more information, visit CNOinc.com.We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status.CompensationPay Range: $84,800.00 - $127,200.00 AnnualReqID : JR168501Job Type : Full timeAdditional Locations : Chicago, IL; Milwaukee, WI; Boston, MA; Atlanta, GA;
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Salary Range : $84,800 - $127,200 AnnualThe stated pay range is based on a national-average location. Actual salary is determined by factors including relevant work experience, skills, and location. This position is bonus eligible.CNO Financial Group’s Legal Team is hiring a Senior Legal Compliance Analyst to execute and operate CNO’s AML/watchlist transaction monitoring in a timely manner. This role will be responsible for the day-to-day operation of an AML/watchlist program, linking regulatory requirements, CNO’s policies and procedures, technology, and data across all CNO insurance companies. The position will also provide IT support and execution to the AML/watchlist program and other compliance initiatives. This role will create and provide AML, financial crimes, and watchlist compliance guidance and training to business partners and insurance agents pertaining to various compliance matters including money laundering, financial crimes, elder abuse, sales practice activities, and compliance risk monitoring and reporting.As a Senior Legal Compliance Analyst, your responsibilities will include:Investigating potentially suspicious activity that may arise from money laundering and financial crimes account surveillance, operation escalations, risk alerts, regulatory investigations, and matters otherwise escalated to CNO’s AML Officer.Creating and submitting reports to various international, federal, and state regulators, including international and national watchlist matches, SAR reports, elder exploitation, and 314(a) matters.Functioning as the primary liaison between our AML/watchlist software vendor and the company, providing IT support and execution of AML/watchlist program requirements and other compliance matters.Drafting, revising, and administering policies, procedures, and training documents to ensure compliance with laws and regulations related to money laundering, financial crimes, and watchlists included in the US Patriot Act.Identifying areas of compliance vulnerability and risk, assisting in developing and implementing corrective action plans for resolution of issues.Monitoring regulatory developments and industry trends to facilitate incorporation into CNO’s AML, financial crimes, and watchlist program.Reviewing and preparing data for reporting to regulators, working within systems like Patriot Manager and Accurint to assess data, and collaborating with IT to develop data in the proper format.Supporting the development and analysis of reports and compliance risk monitoring practices and assisting with other compliance responsibilities as requested by senior management.The Senior Legal Compliance Analyst position is well-suited for you if you:Can draft and administer anti-money laundering/watchlist policies and procedures, including knowledge of IT administrative systems and data storage.Can investigate and report matters to the proper regulators.Can develop and deliver AML/watchlist training to other members of the legal department, business partners, and agents.Understand laws and regulations related to insurance, AML, and financial crimes.Possess strong product knowledge relating to insurance products, with emphasis on annuity and life products.Can analyze complex business problems and provide solutions that incorporate regulatory and compliance requirements to business partners.Can exercise critical judgment and make decisions based on factual analysis of data and an understanding of laws, regulations, policies, and regulatory risk.Demonstrate proven success in developing and leading cross-functional processes and procedures.What you’ll need:Bachelor’s degree or 8 years of equivalent work experience.5 years of work experience in the financial services/insurance industry (Life & Health).Ability to work with schedules based in Eastern or Central Time Zone.What will set you apart:AML, fraud, or insurance designations relating to life insurance and annuities.7+ years of financial services work experience with concentration in AML, financial crimes, fraud investigations, and reporting.Experience with managing and reporting data.Benefits:Medical insuranceDental insuranceVision insurance401(k) retirement plan with company matchShort-term & long-term disability insuranceCNO embraces flexibility and encourages you to work where you’re most productive. Associates who live within a 60-mile radius of a corporate office (Birmingham, Carmel, Chicago, Orlando, and Milwaukee) have access to come into that office. Associates who live outside of a 60-mile radius of a corporate office may perform this role full-time work from home (WFH) from any US-based location, as long as you are willing to work central or eastern time zone hours. All associates may be asked to travel to varying corporate offices periodically. Work cannot be performed from outside of the United States.CNO provides life and health insurance, annuities, financial services, and workforce benefits solutions through our family of brands and supported by our associates and agents. Our customers work hard to save for the future, and we help protect their health, income, and retirement needs with 3.2 million policies and more than $35 billion in total assets. Our 3,400 associates, 8,600 exclusive agents, and independent partner agents guide individuals, families, and businesses through a lifetime of financial decisions.We are financially strong and well positioned for continued growth, and we are grounded in our core values of Diversity, Equity & Inclusion (DE&I); Integrity, Customer Focus, Excellence, and Teamwork.If you're looking for a culture that encourages development, helps you reach your potential, and rewards you for your contribution, then CNO Financial Group is right for you. For more information, visit CNOinc.com.We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status.CompensationPay Range: $84,800.00 - $127,200.00 AnnualReqID : JR168501Job Type : Full timeAdditional Locations : Chicago, IL; Milwaukee, WI; Boston, MA; Atlanta, GA;
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