Manulife Insurance Malaysia
Compliance Analyst
Manulife Insurance Malaysia, Boston, Massachusetts, us, 02298
Vous cherchez un milieu de travail axé sur le soutien et la collaboration, avec des équipes formidables et des gestionnaires inspirants? Vous êtes au bon endroit. Nous sommes à la recherche de personnes ambitieuses qui partagent nos valeurs et qui veulent améliorer le quotidien des gens partout dans le monde. Vous vous reconnaissez? La carrière décrite ci-dessous vous semble intéressante? Nous voulons vous rencontrer.Semaine de travail compriméeHybrideDescription d’emploiThe Compliance Analyst works to ensure the team is aligned with all legal and regulatory requirements, supporting the team on various projects and initiatives.Responsibilities:Conduct pre-trade, post-trade and end of day batch investment compliance monitoring activities for an assigned group of client accounts. Act as back-up analyst for other designated accounts as needed.Investigate and resolve all post-trade and end of day batch alerts for assigned accounts, with timely analysis and appropriate advancement.Prepare weekly, monthly and quarterly compliance reports and certifications for assigned accounts – both internal and client facing.Perform and review various data management activities critical to the effective functioning of the compliance monitoring system.Assist in analysis of derivative and sophisticated security positions.Assist in completing information requests for clients, internal and external audit, management committees, and other functions.Contribute to the construction of internal procedures and controls, draft desk-top procedures.Perform periodic and forensic testing (for example, allocation reviews).Participate in new account onboarding and ongoing updates related to client accounts:
Perform detailed analysis of assigned client account offering documents (i.e., Investment Management Agreements, IPS, Prospectus/SAI, etc.), and work with internal partners (Product, Relationship Management, Trading) to acquire clarification where needed.Provide recommendations for coding client guidelines into the Compliance System (Bloomberg).Conduct reviews of new and existing rules, both systemic and manual.Assist in the development of portfolio compliance surveillance for guideline monitoring outside of the automated compliance system.
Recommended Experience:We are seeking an individual with 0 – 3 years proven track record as a Compliance Analyst, Fund Accountant, Fund Administrator, Risk Analyst or Security Operations Analyst. With a Bachelor’s Degree in Accounting, Economics, Finance, Law, Mathematics or equivalent work experience.Proficiencies:Excellent analytical and research skills.Ability to work in a time-sensitive, team-oriented environment.Accuracy and high attention to detail.Strong written and oral communication skills.Good organizational skills.Understanding of financial instruments data across all asset classes.Proven understanding of Microsoft Office Suite, Excel, Word and Access.Bonus Proficiencies:Having knowledge and experience with automated daily pre-trade/post-trade compliance monitoring systems (i.e., Bloomberg, Charles River, Sentinel/Latent Zero, etc.) is an asset. Additionally, knowledge of the investment adviser and/or mutual fund industry (i.e., compliance monitoring, fund accounting/administration, risk management, security operations, etc.). Prior experience in Investment Compliance Monitoring (especially pre-trade monitoring) will be an added bonus.What can we offer?A competitive salary and benefits packages.A growth trajectory that extends upward and outward, encouraging pursuit of passions and learning new skills.A focus on growing your career pathways.Flexible work policies and strong work-life balance!Professional development and leadership opportunities.
Our commitment:Values-first culture!We lead with our Values every day and bring them to life together.Boundless opportunityWe build opportunities to learn and grow at every stage of your career.Continuous innovationWe invite you to help redefine the future of financial services.Delivering the promise of Diversity, Equity and InclusionWe foster an inclusive environment where everyone thrives.Championing Corporate CitizenshipWe build a business that benefits all partners and has a positive social and environmental impact.À propos de John Hancock et de ManuvieJohn Hancock est une unité de la Société Financière Manuvie, un groupe mondial et chef de file des services financiers qui aide les gens à prendre plus facilement des décisions et à vivre mieux. Nous exerçons nos activités principalement sous les noms John Hancock aux États-Unis et Manuvie à l’échelle mondiale, y compris au Canada, en Asie et en Europe. Nous proposons des conseils financiers ainsi que des solutions d’assurance et de gestion de patrimoine et d’actifs à des particuliers, à des groupes et à des institutions.Manuvie est un employeur qui souscrit au principe de l’égalité d’accès à l’emploiÀ Manuvie/John Hancock, nous embrassons notre diversité. Nous nous efforçons d’attirer, de perfectionner et de maintenir un effectif qui est aussi varié que nos clients, et de favoriser la création d’un milieu de travail inclusif qui met à profit la diversité de nos employés et les compétences de chacun.
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Perform detailed analysis of assigned client account offering documents (i.e., Investment Management Agreements, IPS, Prospectus/SAI, etc.), and work with internal partners (Product, Relationship Management, Trading) to acquire clarification where needed.Provide recommendations for coding client guidelines into the Compliance System (Bloomberg).Conduct reviews of new and existing rules, both systemic and manual.Assist in the development of portfolio compliance surveillance for guideline monitoring outside of the automated compliance system.
Recommended Experience:We are seeking an individual with 0 – 3 years proven track record as a Compliance Analyst, Fund Accountant, Fund Administrator, Risk Analyst or Security Operations Analyst. With a Bachelor’s Degree in Accounting, Economics, Finance, Law, Mathematics or equivalent work experience.Proficiencies:Excellent analytical and research skills.Ability to work in a time-sensitive, team-oriented environment.Accuracy and high attention to detail.Strong written and oral communication skills.Good organizational skills.Understanding of financial instruments data across all asset classes.Proven understanding of Microsoft Office Suite, Excel, Word and Access.Bonus Proficiencies:Having knowledge and experience with automated daily pre-trade/post-trade compliance monitoring systems (i.e., Bloomberg, Charles River, Sentinel/Latent Zero, etc.) is an asset. Additionally, knowledge of the investment adviser and/or mutual fund industry (i.e., compliance monitoring, fund accounting/administration, risk management, security operations, etc.). Prior experience in Investment Compliance Monitoring (especially pre-trade monitoring) will be an added bonus.What can we offer?A competitive salary and benefits packages.A growth trajectory that extends upward and outward, encouraging pursuit of passions and learning new skills.A focus on growing your career pathways.Flexible work policies and strong work-life balance!Professional development and leadership opportunities.
Our commitment:Values-first culture!We lead with our Values every day and bring them to life together.Boundless opportunityWe build opportunities to learn and grow at every stage of your career.Continuous innovationWe invite you to help redefine the future of financial services.Delivering the promise of Diversity, Equity and InclusionWe foster an inclusive environment where everyone thrives.Championing Corporate CitizenshipWe build a business that benefits all partners and has a positive social and environmental impact.À propos de John Hancock et de ManuvieJohn Hancock est une unité de la Société Financière Manuvie, un groupe mondial et chef de file des services financiers qui aide les gens à prendre plus facilement des décisions et à vivre mieux. Nous exerçons nos activités principalement sous les noms John Hancock aux États-Unis et Manuvie à l’échelle mondiale, y compris au Canada, en Asie et en Europe. Nous proposons des conseils financiers ainsi que des solutions d’assurance et de gestion de patrimoine et d’actifs à des particuliers, à des groupes et à des institutions.Manuvie est un employeur qui souscrit au principe de l’égalité d’accès à l’emploiÀ Manuvie/John Hancock, nous embrassons notre diversité. Nous nous efforçons d’attirer, de perfectionner et de maintenir un effectif qui est aussi varié que nos clients, et de favoriser la création d’un milieu de travail inclusif qui met à profit la diversité de nos employés et les compétences de chacun.
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