The Goldman Sachs Group
Internal Audit - Wealth Management/Investment Management/Risk Governance-RIA-, V
The Goldman Sachs Group, Dallas, Texas, United States, 75215
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. We commit people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Our people are our greatest asset - we say it often and with good reason. It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public. We take pride in supporting each colleague both professionally and personally. From collaborative workspaces and ergonomic services to wellbeing and resilience offerings, we offer our people the flexibility and support they need to reach their goals in and outside the office.
INTERNAL AUDIT
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.
WHAT WE LOOK FOR
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.
YOUR IMPACT
As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures. In doing so, internal Audit:
Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving riskRaises awareness of control riskAssesses the firm's control culture and conduct risksMonitors management's implementation of control measures
Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
RESPONSIBILITIES
Develop and maintain an in-depth understanding of Wealth Management business areas, its products, and supporting functionsAssist in every step of an audit including scoping, planning, fieldwork and reportingExecute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standardsIdentify risks, assess mitigating controls, and make recommendations on improving the control environmentPrepare commercially effective audit conclusions and findings, and present to IA senior management and business clientsFollow-up on open audit issues and their resolutionAssist in the audit team's continuous monitoring effort to cover market and regulatory events, business and technology updates and audit/reviews completedParticipate in department-wide initiatives aimed at continually improving IA's processes and supporting infrastructure
SKILLS AND RELEVANT EXPERIENCE
10+ years of experience in a public accounting, internal audit, or a related control function4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subjectRelevant certification or industry accreditation (e.g., CPA, CFA, CIA, CAMS, FRM) is a plusExperience with Data Analytics is a plusIn-depth technical knowledge of relevant product areas (e.g. consumer banking products and consumer compliance)Experience in managing integrated business and technology audit engagements and/or projectsTeam-oriented with a strong sense of ownership and accountabilityStrong leadership, interpersonal, and relationship management skillsStrong verbal and written communication skillsHighly motivated with the ability to multi-task and remain organized in a fast-paced environmentSolid analytical skills
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INTERNAL AUDIT
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.
WHAT WE LOOK FOR
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.
YOUR IMPACT
As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures. In doing so, internal Audit:
Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving riskRaises awareness of control riskAssesses the firm's control culture and conduct risksMonitors management's implementation of control measures
Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
RESPONSIBILITIES
Develop and maintain an in-depth understanding of Wealth Management business areas, its products, and supporting functionsAssist in every step of an audit including scoping, planning, fieldwork and reportingExecute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standardsIdentify risks, assess mitigating controls, and make recommendations on improving the control environmentPrepare commercially effective audit conclusions and findings, and present to IA senior management and business clientsFollow-up on open audit issues and their resolutionAssist in the audit team's continuous monitoring effort to cover market and regulatory events, business and technology updates and audit/reviews completedParticipate in department-wide initiatives aimed at continually improving IA's processes and supporting infrastructure
SKILLS AND RELEVANT EXPERIENCE
10+ years of experience in a public accounting, internal audit, or a related control function4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subjectRelevant certification or industry accreditation (e.g., CPA, CFA, CIA, CAMS, FRM) is a plusExperience with Data Analytics is a plusIn-depth technical knowledge of relevant product areas (e.g. consumer banking products and consumer compliance)Experience in managing integrated business and technology audit engagements and/or projectsTeam-oriented with a strong sense of ownership and accountabilityStrong leadership, interpersonal, and relationship management skillsStrong verbal and written communication skillsHighly motivated with the ability to multi-task and remain organized in a fast-paced environmentSolid analytical skills
#J-18808-Ljbffr