United Business Bank
Sr. Auditor
United Business Bank, Walnut Creek, California, United States, 94598
Job Details
Level:
ExperiencedJob Location:
Walnut Creek 1 - Walnut Creek, CAPosition Type:
Full TimeSalary Range:
$110,000.00 - $120,000.00 SalaryDescription
Join a winning team at United Business Bank and enjoy a friendly and collaborative work environment where opportunities for advancement are encouraged and supported. We pride ourselves on the team that we have in place, and we proudly state that our success is due largely to our team and their commitment to our client base. Thank you for considering United Business Bank as your next step in your career path, we look forward to hearing from you.About United Business BankWe are a publicly traded Regional Bank with over $2.5B in assets and 35 offices in 5 states. We have an entrepreneurial spirit and focus on the community by specializing in small to medium sized business clients. Our single point of contact model delivers outstanding customer service. United Business Bank's comprehensive benefit package includes medical, dental, vision, 401K, long and short term disability insurance, flexible spending account, a generous vacation and sick policy.About the Position...The Sr. Auditor is an onsite position and does not have remote opportunities. The Sr. Auditor is responsible for accurately and timely tracking all findings, recommendations, and observations from all audits and exams and working with department heads on the resolution, documentation, and validation of said findings and recommendations. This position is responsible for audit workpaper reviews and documentation ensuring that all audit engagements are completed according to the applicable engagement letters, as well as for ensuring that all transaction testing, sampling methodology, and results are appropriate for the engagement and can support the rating and result of the audit. The Sr. Auditor is responsible for establishing, implementing, and maintaining a formal audit quality control and quality assurance program for all outsourced internal audits, and is responsible for the annual Quality Assurance and Improvement Program (QAIP) self-assessment. The Sr. Auditor performs SOX testing alongside outsourced internal audit vendors and the external CPA firm. The Sr. Auditor also works closely with the Compliance Department, developing, implementing and maintaining a compliance internal monitoring program. The Sr. Auditor reports to the Chief Risk Officer (CRO) on all aspects of work and will support the CRO on other projects and duties as assigned. This position will perform all duties accurately, timely and efficiently, and according to Bank policies, procedures, and regulatory guidelines.Qualifications
About You...You are a self-starter with an entrepreneurial spirit who thrives in a team environment. You also have the following:Education/Certification:
Requires Bachelor's Degree in Business Economics or equivalent work experience in related field. CIA, ACAMS, CRCM, CPA, CISA or other banking certification is desirable.Required Knowledge:
Working knowledge of banking, lending, compliance, auditing, SOX compliance, and standard banking practices, as well as audit methodology, techniques, and FFIEC and regulatory guidance on BSA, IT, Compliance, and other audit areas.Experience Required:
Six years of bank auditing related experience. Auditing experience or SOX auditing experience at Financial Institution or CPA firms is preferred.Skills/Abilities:Excellent verbal and written communication skills.Self-starter, and ability to work independently, organize tasks efficiently, and perform the risk function accurately.Excellent problem-solving skills.Excellent math skills.Professional appearance, dress and attitude.Ability to use Microsoft Office software package.Location:
Onsite, no remoteWe are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.
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Level:
ExperiencedJob Location:
Walnut Creek 1 - Walnut Creek, CAPosition Type:
Full TimeSalary Range:
$110,000.00 - $120,000.00 SalaryDescription
Join a winning team at United Business Bank and enjoy a friendly and collaborative work environment where opportunities for advancement are encouraged and supported. We pride ourselves on the team that we have in place, and we proudly state that our success is due largely to our team and their commitment to our client base. Thank you for considering United Business Bank as your next step in your career path, we look forward to hearing from you.About United Business BankWe are a publicly traded Regional Bank with over $2.5B in assets and 35 offices in 5 states. We have an entrepreneurial spirit and focus on the community by specializing in small to medium sized business clients. Our single point of contact model delivers outstanding customer service. United Business Bank's comprehensive benefit package includes medical, dental, vision, 401K, long and short term disability insurance, flexible spending account, a generous vacation and sick policy.About the Position...The Sr. Auditor is an onsite position and does not have remote opportunities. The Sr. Auditor is responsible for accurately and timely tracking all findings, recommendations, and observations from all audits and exams and working with department heads on the resolution, documentation, and validation of said findings and recommendations. This position is responsible for audit workpaper reviews and documentation ensuring that all audit engagements are completed according to the applicable engagement letters, as well as for ensuring that all transaction testing, sampling methodology, and results are appropriate for the engagement and can support the rating and result of the audit. The Sr. Auditor is responsible for establishing, implementing, and maintaining a formal audit quality control and quality assurance program for all outsourced internal audits, and is responsible for the annual Quality Assurance and Improvement Program (QAIP) self-assessment. The Sr. Auditor performs SOX testing alongside outsourced internal audit vendors and the external CPA firm. The Sr. Auditor also works closely with the Compliance Department, developing, implementing and maintaining a compliance internal monitoring program. The Sr. Auditor reports to the Chief Risk Officer (CRO) on all aspects of work and will support the CRO on other projects and duties as assigned. This position will perform all duties accurately, timely and efficiently, and according to Bank policies, procedures, and regulatory guidelines.Qualifications
About You...You are a self-starter with an entrepreneurial spirit who thrives in a team environment. You also have the following:Education/Certification:
Requires Bachelor's Degree in Business Economics or equivalent work experience in related field. CIA, ACAMS, CRCM, CPA, CISA or other banking certification is desirable.Required Knowledge:
Working knowledge of banking, lending, compliance, auditing, SOX compliance, and standard banking practices, as well as audit methodology, techniques, and FFIEC and regulatory guidance on BSA, IT, Compliance, and other audit areas.Experience Required:
Six years of bank auditing related experience. Auditing experience or SOX auditing experience at Financial Institution or CPA firms is preferred.Skills/Abilities:Excellent verbal and written communication skills.Self-starter, and ability to work independently, organize tasks efficiently, and perform the risk function accurately.Excellent problem-solving skills.Excellent math skills.Professional appearance, dress and attitude.Ability to use Microsoft Office software package.Location:
Onsite, no remoteWe are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.
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