SouthEast Bank
Sr. Compliance Officer
SouthEast Bank, Knoxville, Tennessee, United States, 37955
BASIC FUNCTION:
Reporting to the Senior Vice President and Chief Compliance Officer, this position will be responsible for daily implementation of the Banks consumer regulatory compliance program and management oversight of the Banks BSA/AML program.
ESSENTIAL FUNCTIONS:
Direct supervision of the BSA Officer and compliance staff
Responsible for development and implementation of strategic direction for the BSA and compliance program
Maintain a risk based, pro-active compliance management system (CMS)
Develop technical and management skills of team members
Primary point of contact with regulators and auditors for BSA and consumer compliance examinations and audits
SKILLS, KNOWLEDGE, AND TRAINING:
Knowledge of compliance related laws and regulations
Knowledge of BSA/AML/OFAC related laws and regulations
Specific knowledge of TRID and other laws and regulations related to consumer residential real estate lending
Ability to research and interpret regulatory requirements
Verbal and written communication skills
Ability to prioritize and multi-task
Ability to work independently
WORKING CONDITIONS:
Sitting for long periods of time
Lift 10-20 lbs. periodically
Periodic travel
REQUIREMENTS:
Experience in loan compliance at a bank, credit union, or mortgage company is required.
Specialized training and/or certification in financial institution consumer regulatory compliance is preferred.
Five or more years of supervisory experience is preferred.
Maintain up-to-date knowledge of and adhere to all state and federal regulations that pertain to this position including but not limited to Bank Secrecy Act, Consumer Privacy and Fair Lending.
Working knowledge of state and federal regulations including but not limited to Bank Secrecy Act, Consumer Privacy and Fair Lending along with industry best practices that pertain to this position.
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Reporting to the Senior Vice President and Chief Compliance Officer, this position will be responsible for daily implementation of the Banks consumer regulatory compliance program and management oversight of the Banks BSA/AML program.
ESSENTIAL FUNCTIONS:
Direct supervision of the BSA Officer and compliance staff
Responsible for development and implementation of strategic direction for the BSA and compliance program
Maintain a risk based, pro-active compliance management system (CMS)
Develop technical and management skills of team members
Primary point of contact with regulators and auditors for BSA and consumer compliance examinations and audits
SKILLS, KNOWLEDGE, AND TRAINING:
Knowledge of compliance related laws and regulations
Knowledge of BSA/AML/OFAC related laws and regulations
Specific knowledge of TRID and other laws and regulations related to consumer residential real estate lending
Ability to research and interpret regulatory requirements
Verbal and written communication skills
Ability to prioritize and multi-task
Ability to work independently
WORKING CONDITIONS:
Sitting for long periods of time
Lift 10-20 lbs. periodically
Periodic travel
REQUIREMENTS:
Experience in loan compliance at a bank, credit union, or mortgage company is required.
Specialized training and/or certification in financial institution consumer regulatory compliance is preferred.
Five or more years of supervisory experience is preferred.
Maintain up-to-date knowledge of and adhere to all state and federal regulations that pertain to this position including but not limited to Bank Secrecy Act, Consumer Privacy and Fair Lending.
Working knowledge of state and federal regulations including but not limited to Bank Secrecy Act, Consumer Privacy and Fair Lending along with industry best practices that pertain to this position.
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