BOK Financial Corporation
Corporate Compliance Officer II
BOK Financial Corporation, Tulsa, Oklahoma, United States, 74145
Areas of Interest:
Risk Management, Compliance
Pay Transparency Salary Range:
Not Available
Application Deadline:
10/05/2024
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial.
Bonus TypeDiscretionary
SummaryIf you are looking for a job that combines a passion for innovation, an opportunity for growth, and a culture of teamwork, then you've come to the right place. We have an exciting opportunity awaiting someone like you!
Job DescriptionThe
Corporate Compliance Officer II
is responsible for establishing standards and implementing processes and procedures to ensure that the compliance programs throughout the Company are effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations. The Level II works with limited oversight on moderately complex to complex compliance issues.
Team CultureWe are a collaborative, conscientious, and goal-oriented team. We value initiative, and we care about the quality of our work. Managers across the line of business are readily available and accessible for any needs you may have. You are responsible for driving the process, and our leaders are there to support you. Mentorship within the team is a common practice that will provide growth opportunities.
How You'll Spend Your Time
You'll assist in the design, delivery, and maintenance of our best-in-class compliance monitoring programs. You'll partake in risk assessments, remediation tasks, process reviews, testing, and other monitoring activities.
You'll work with your manager and the Compliance team to conduct targeted reviews of business lines to assess their compliance practices' effectiveness. You'll work with this team to interpret compliance-related issues and regulatory requirement gaps.
You'll interact with the line of business representatives to guide compliance. If necessary, you'll assist with remediation plan timelines and execution.
You'll follow business and applicable state/federal regulatory requests to gather and review data related to compliance tests, internal audits, and regulatory exams.
Education & Experience RequirementsThe required level of knowledge is typically acquired through completion of a Bachelor’s degree in Business, Finance or related field and 5 - 7 years’ regulatory compliance experience with at least 3 years in Consumer compliance or equivalent combination of education and experience. Completed or working towards completion of a professional certification ( CRCM, CAMS, CFIRS, CIA, IAACP or equivalent).
Well-developed knowledge of Compliance regulations for financial institutions.
Broad knowledge and understanding of the impact of consumer compliance to banking operations, lending and deposit banking activities, and wealth management.
General understanding of Consumer Compliance regulations to include but not limited to: UDAAP – Unfair, Deceptive, or Abusive Acts or Practices; Reg Z – Truth-in-Lending Act; Reg X – Real Estate Settlement Procedures; Reg DD – Truth-in-Savings Act; Reg F – Fair Debt Collections Practices Act; Reg CC – Expedited Funds Availability Act.
Comprehensive knowledge and understanding of the impact of consumer compliance to banking operations, lending and deposit banking activities, and wealth management.
General knowledge of federally recognized examination procedures and strong ability to evaluate compliance with applicable laws and regulations.
Excellent analytical ability and organization skills (collecting and evaluation of financial and other data to determine trends, core problems/solutions and overall compliance with accepted financial/accounting practices).
Well-developed oral and written communication skills to effectively represent self and BOKF, as well as ability to present complex information and issues in a clear and concise manner.
Advanced Excel and Word experience.
Strong sense of accountability, taking ownership over projects and responsibilities, and resolving issues proactively.
Ability to effectively plan time, method, manner and sequence of own work assignments.
Working Conditions & Physical RequirementsOffice - Occasional Travel
BOK Financial Corporation Group
is a stable and financially strong organization that provides excellent training and development to support building the long term careers of employees.
With passion, skill and partnership you can make an impact on the success of the bank, customers and your own career!
Apply today
and take the first step towards your next career opportunity!
The companies in BOK Financial Corporation Group are equal opportunity employers. We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, pregnancy status, sexual orientation, genetic information or veteran status.
Investing in our talent and building a great workplace is a top priority for us.
In order to be considered for a position with BOK Financial Corporation Group, you must complete the entire application process, which includes answering all prescreening questions and providing your eSignature on or before the application deadline.
Base salary range explanation: The base salary range represents an average range for this position. Actual offers to be determined based on the candidate’s qualifications, skills, experience and education. See job details for salary range and bonus type.
Benefits: BOK Financial Corporation Group offers industry-leading benefits addressing your complete physical, financial and emotional health. Click
here
to see our benefits.
About BOK Financial CorporationFor more than a century, BOK Financial Corporation has helped fuel the success of clients and communities. Since our humble beginnings in Tulsa, Oklahoma, we’ve grown into a diversified financial services company that serves consumers, small businesses and international corporations—and everything in between. Facts:
Operations focused in an eight-state footprint
4,800 team members
$49 billion in assets
$100 billion in assets under management and administration
$6.1 million donated to local nonprofits in 2022
33,000+ volunteer hours by our employees in 2022
Nearest Major Market:
TulsaNearest Secondary Market:
OklahomaJob Segment:
Risk Management, Bank, Banking, Finance
#J-18808-Ljbffr
Risk Management, Compliance
Pay Transparency Salary Range:
Not Available
Application Deadline:
10/05/2024
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial.
Bonus TypeDiscretionary
SummaryIf you are looking for a job that combines a passion for innovation, an opportunity for growth, and a culture of teamwork, then you've come to the right place. We have an exciting opportunity awaiting someone like you!
Job DescriptionThe
Corporate Compliance Officer II
is responsible for establishing standards and implementing processes and procedures to ensure that the compliance programs throughout the Company are effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations. The Level II works with limited oversight on moderately complex to complex compliance issues.
Team CultureWe are a collaborative, conscientious, and goal-oriented team. We value initiative, and we care about the quality of our work. Managers across the line of business are readily available and accessible for any needs you may have. You are responsible for driving the process, and our leaders are there to support you. Mentorship within the team is a common practice that will provide growth opportunities.
How You'll Spend Your Time
You'll assist in the design, delivery, and maintenance of our best-in-class compliance monitoring programs. You'll partake in risk assessments, remediation tasks, process reviews, testing, and other monitoring activities.
You'll work with your manager and the Compliance team to conduct targeted reviews of business lines to assess their compliance practices' effectiveness. You'll work with this team to interpret compliance-related issues and regulatory requirement gaps.
You'll interact with the line of business representatives to guide compliance. If necessary, you'll assist with remediation plan timelines and execution.
You'll follow business and applicable state/federal regulatory requests to gather and review data related to compliance tests, internal audits, and regulatory exams.
Education & Experience RequirementsThe required level of knowledge is typically acquired through completion of a Bachelor’s degree in Business, Finance or related field and 5 - 7 years’ regulatory compliance experience with at least 3 years in Consumer compliance or equivalent combination of education and experience. Completed or working towards completion of a professional certification ( CRCM, CAMS, CFIRS, CIA, IAACP or equivalent).
Well-developed knowledge of Compliance regulations for financial institutions.
Broad knowledge and understanding of the impact of consumer compliance to banking operations, lending and deposit banking activities, and wealth management.
General understanding of Consumer Compliance regulations to include but not limited to: UDAAP – Unfair, Deceptive, or Abusive Acts or Practices; Reg Z – Truth-in-Lending Act; Reg X – Real Estate Settlement Procedures; Reg DD – Truth-in-Savings Act; Reg F – Fair Debt Collections Practices Act; Reg CC – Expedited Funds Availability Act.
Comprehensive knowledge and understanding of the impact of consumer compliance to banking operations, lending and deposit banking activities, and wealth management.
General knowledge of federally recognized examination procedures and strong ability to evaluate compliance with applicable laws and regulations.
Excellent analytical ability and organization skills (collecting and evaluation of financial and other data to determine trends, core problems/solutions and overall compliance with accepted financial/accounting practices).
Well-developed oral and written communication skills to effectively represent self and BOKF, as well as ability to present complex information and issues in a clear and concise manner.
Advanced Excel and Word experience.
Strong sense of accountability, taking ownership over projects and responsibilities, and resolving issues proactively.
Ability to effectively plan time, method, manner and sequence of own work assignments.
Working Conditions & Physical RequirementsOffice - Occasional Travel
BOK Financial Corporation Group
is a stable and financially strong organization that provides excellent training and development to support building the long term careers of employees.
With passion, skill and partnership you can make an impact on the success of the bank, customers and your own career!
Apply today
and take the first step towards your next career opportunity!
The companies in BOK Financial Corporation Group are equal opportunity employers. We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, pregnancy status, sexual orientation, genetic information or veteran status.
Investing in our talent and building a great workplace is a top priority for us.
In order to be considered for a position with BOK Financial Corporation Group, you must complete the entire application process, which includes answering all prescreening questions and providing your eSignature on or before the application deadline.
Base salary range explanation: The base salary range represents an average range for this position. Actual offers to be determined based on the candidate’s qualifications, skills, experience and education. See job details for salary range and bonus type.
Benefits: BOK Financial Corporation Group offers industry-leading benefits addressing your complete physical, financial and emotional health. Click
here
to see our benefits.
About BOK Financial CorporationFor more than a century, BOK Financial Corporation has helped fuel the success of clients and communities. Since our humble beginnings in Tulsa, Oklahoma, we’ve grown into a diversified financial services company that serves consumers, small businesses and international corporations—and everything in between. Facts:
Operations focused in an eight-state footprint
4,800 team members
$49 billion in assets
$100 billion in assets under management and administration
$6.1 million donated to local nonprofits in 2022
33,000+ volunteer hours by our employees in 2022
Nearest Major Market:
TulsaNearest Secondary Market:
OklahomaJob Segment:
Risk Management, Bank, Banking, Finance
#J-18808-Ljbffr