Goldman Sachs Bank AG
Internal Audit-Compliance & Legal Audit - Salt Lake City-Associate Salt Lake Cit
Goldman Sachs Bank AG, Salt Lake City, Utah, United States, 84193
Internal Audit, Compliance & Legal Associate
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
INTERNAL AUDIT
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.
WHAT WE LOOK FOR
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, and the ability to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, and can thrive in teamwork and in a fast-paced global environment.
YOUR IMPACT
As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks. In doing so, Internal Audit:
Communicates and reports on the effectiveness of the firm’s governance, risk management, and controls that mitigate current and evolving risk
Raises awareness of control risk
Assesses the firm’s control culture and conduct risks
Monitors management’s implementation of control measures
Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
RESPONSIBILITIES
Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
Identify risks, assess mitigating controls, and make recommendations on improving the control environment
Follow-up on open audit issues and their resolution
SKILLS AND RELEVANT EXPERIENCE
Internal audit, compliance or quality assurance testing experience
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks and corporate legal functions
Understanding of compliance program components, risk and control processes
Able to work under minimal supervision on individual tasks or on team projects
Team-oriented with a strong sense of ownership and accountability
Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
Accurate, accountable and able to multitask while managing both time and workload
Approximately 5 years of experience in a public accounting, consulting, internal audit, and/or regulatory agency examiner role within the financial services industry or a related control function
4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus
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The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
INTERNAL AUDIT
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.
WHAT WE LOOK FOR
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, and the ability to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, and can thrive in teamwork and in a fast-paced global environment.
YOUR IMPACT
As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks. In doing so, Internal Audit:
Communicates and reports on the effectiveness of the firm’s governance, risk management, and controls that mitigate current and evolving risk
Raises awareness of control risk
Assesses the firm’s control culture and conduct risks
Monitors management’s implementation of control measures
Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
RESPONSIBILITIES
Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
Identify risks, assess mitigating controls, and make recommendations on improving the control environment
Follow-up on open audit issues and their resolution
SKILLS AND RELEVANT EXPERIENCE
Internal audit, compliance or quality assurance testing experience
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks and corporate legal functions
Understanding of compliance program components, risk and control processes
Able to work under minimal supervision on individual tasks or on team projects
Team-oriented with a strong sense of ownership and accountability
Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
Accurate, accountable and able to multitask while managing both time and workload
Approximately 5 years of experience in a public accounting, consulting, internal audit, and/or regulatory agency examiner role within the financial services industry or a related control function
4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus
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