Artius Solutions LLC
Internal Auditor - AML Auditing and Regulatory Validation
Artius Solutions LLC, Dallas, Texas, United States, 75215
Location:
NYC, DallasType:
W2 Contract, Full-TimeOur client is seeking a highly skilled and experienced Internal Auditor specializing in Anti-Money Laundering (AML) auditing and regulatory validation. The primary focus of this role is to conduct comprehensive AML audits and regulatory validation projects, ensuring compliance with relevant regulations and internal policies. This position requires a deep understanding of AML regulations, particularly in the context of consumer banking platforms and businesses.Key Responsibilities
AML Auditing: Conduct thorough audits of AML programs, including transaction monitoring, customer due diligence, and suspicious activity reporting.Regulatory Validation: Perform detailed validation of AML regulatory requirements, ensuring adherence to global standards and internal controls.Compliance Testing: Execute compliance testing procedures to evaluate the effectiveness of AML controls within consumer banking platforms.Risk Assessment: Identify and assess AML risks associated with consumer banking operations, recommending necessary controls and mitigation strategies.Reporting: Prepare and present detailed audit reports, highlighting findings, risks, and recommendations to senior management and stakeholders.Collaboration: Work closely with cross-functional teams, including Compliance, Risk Management, and IT, to support AML compliance efforts and enhance overall control environments.Continuous Improvement: Stay updated on the latest AML regulatory developments and industry best practices, contributing to the continuous improvement of the AML audit and validation processes.Qualifications
Experience:
Minimum of 5 years of experience in AML auditing and/or regulatory validation, preferably within global banks or major financial institutions.Consulting experience is a plus.
Expertise:
Strong knowledge of AML regulations and compliance requirements.In-depth understanding of AML practices related to consumer banking platforms and businesses.
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NYC, DallasType:
W2 Contract, Full-TimeOur client is seeking a highly skilled and experienced Internal Auditor specializing in Anti-Money Laundering (AML) auditing and regulatory validation. The primary focus of this role is to conduct comprehensive AML audits and regulatory validation projects, ensuring compliance with relevant regulations and internal policies. This position requires a deep understanding of AML regulations, particularly in the context of consumer banking platforms and businesses.Key Responsibilities
AML Auditing: Conduct thorough audits of AML programs, including transaction monitoring, customer due diligence, and suspicious activity reporting.Regulatory Validation: Perform detailed validation of AML regulatory requirements, ensuring adherence to global standards and internal controls.Compliance Testing: Execute compliance testing procedures to evaluate the effectiveness of AML controls within consumer banking platforms.Risk Assessment: Identify and assess AML risks associated with consumer banking operations, recommending necessary controls and mitigation strategies.Reporting: Prepare and present detailed audit reports, highlighting findings, risks, and recommendations to senior management and stakeholders.Collaboration: Work closely with cross-functional teams, including Compliance, Risk Management, and IT, to support AML compliance efforts and enhance overall control environments.Continuous Improvement: Stay updated on the latest AML regulatory developments and industry best practices, contributing to the continuous improvement of the AML audit and validation processes.Qualifications
Experience:
Minimum of 5 years of experience in AML auditing and/or regulatory validation, preferably within global banks or major financial institutions.Consulting experience is a plus.
Expertise:
Strong knowledge of AML regulations and compliance requirements.In-depth understanding of AML practices related to consumer banking platforms and businesses.
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