City National Bank
Internal Controls Officer Senior
City National Bank, Charlotte, North Carolina, United States, 28245
City National Bank - Internal Controls Officer Senior
Location: Charlotte, North CarolinaOperational Risk Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City National Bank's business processes, people, systems or external events. The ORM Remediation team is responsible for providing governance and oversight to enhance the control environment to ensure successful remediation of operational risk exposures. The ORM Remediation Senior Officer is responsible for challenging the quality, sufficiency, and completeness of 1LOD risk remediation and control management activities for moderate to high-risk initiatives in compliance with the Issue Management Policy and Standard and the Internal Controls Management Policy (ICMP) and Standard.What you will do:Conduct review and challenge of remediation initiatives to ensure operational risk exposures associated with known control deficiencies are addressed.Conduct review and challenge of controls implemented, providing feedback to risk and control owners and control assessment teams.Ensure work is produced and documented in alignment with quality and content requirements.Provide clear and transparent updates on remediation progress.Exercise independent judgment in identifying and assessing risk.Prepare, review, and present review and challenge results to ORM Remediation Leadership.Ensure observations and findings are documented and escalated to appropriate leadership.Exercise effective communication and promote positive client relations with business line colleagues and management.Maintain authoritative knowledge and understanding of laws and regulations, regulatory guidance, policy, and procedures for operational functions covered.Provide 2LOD audit and regulatory exam support.Execute additional departmental initiatives and other duties as assigned.Must-Have:Bachelor's Degree or equivalent.Minimum 7 years of experience in financial services industry, with at least five years in an operational risk management, internal audit, or compliance role.Minimum 3 years of control assessment and validation experience.Minimum 1 year of supervisory experience.Skills and Knowledge:Strong business knowledge of financial services.Understanding of Risk Management/Operational Risk Management and Internal Controls testing methodology.Strong knowledge of issue management practices.Ability to handle complexity and ambiguity.Proven track record building strong relationships across multiple business functions.Ability to deal effectively with conflict.Well-developed influencing, analytical and problem-solving skills.Ability to convey complex concepts in a clear and concise manner.Ability to work independently with effective time and project management.Ability to work in a matrix environment.Strong communication (verbal and written), negotiation, and presentation skills required.Compensation:Starting base salary: $101,231 - $172,355 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.Benefits and Perks:At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues.INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT:City National Bank is an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by law.ABOUT CITY NATIONAL:We start with a basic premise: Business is personal. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues to drive phenomenal growth today. City National is a subsidiary of Royal Bank of Canada, one of North America’s leading diversified financial services companies.
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Location: Charlotte, North CarolinaOperational Risk Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City National Bank's business processes, people, systems or external events. The ORM Remediation team is responsible for providing governance and oversight to enhance the control environment to ensure successful remediation of operational risk exposures. The ORM Remediation Senior Officer is responsible for challenging the quality, sufficiency, and completeness of 1LOD risk remediation and control management activities for moderate to high-risk initiatives in compliance with the Issue Management Policy and Standard and the Internal Controls Management Policy (ICMP) and Standard.What you will do:Conduct review and challenge of remediation initiatives to ensure operational risk exposures associated with known control deficiencies are addressed.Conduct review and challenge of controls implemented, providing feedback to risk and control owners and control assessment teams.Ensure work is produced and documented in alignment with quality and content requirements.Provide clear and transparent updates on remediation progress.Exercise independent judgment in identifying and assessing risk.Prepare, review, and present review and challenge results to ORM Remediation Leadership.Ensure observations and findings are documented and escalated to appropriate leadership.Exercise effective communication and promote positive client relations with business line colleagues and management.Maintain authoritative knowledge and understanding of laws and regulations, regulatory guidance, policy, and procedures for operational functions covered.Provide 2LOD audit and regulatory exam support.Execute additional departmental initiatives and other duties as assigned.Must-Have:Bachelor's Degree or equivalent.Minimum 7 years of experience in financial services industry, with at least five years in an operational risk management, internal audit, or compliance role.Minimum 3 years of control assessment and validation experience.Minimum 1 year of supervisory experience.Skills and Knowledge:Strong business knowledge of financial services.Understanding of Risk Management/Operational Risk Management and Internal Controls testing methodology.Strong knowledge of issue management practices.Ability to handle complexity and ambiguity.Proven track record building strong relationships across multiple business functions.Ability to deal effectively with conflict.Well-developed influencing, analytical and problem-solving skills.Ability to convey complex concepts in a clear and concise manner.Ability to work independently with effective time and project management.Ability to work in a matrix environment.Strong communication (verbal and written), negotiation, and presentation skills required.Compensation:Starting base salary: $101,231 - $172,355 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.Benefits and Perks:At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues.INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT:City National Bank is an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by law.ABOUT CITY NATIONAL:We start with a basic premise: Business is personal. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues to drive phenomenal growth today. City National is a subsidiary of Royal Bank of Canada, one of North America’s leading diversified financial services companies.
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