Crédit Agricole S.A.
Compliance Officer - Compliance Governance and Framework
Crédit Agricole S.A., New York, New York, us, 10261
Vacancy details
General information
EntityAbout Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)
Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022).8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world.Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.
For more information, please visit www.ca-cib.com
Twitter: https://twitter.com/ca_cibLinkedIn: https://www.linkedin.com/company/credit-agricole-cib/
By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.
Reference2024-91682
Publication date30/07/2024
Job descriptionBusiness type
Types of Jobs - Compliance / Financial SecurityJob title
Compliance Officer - Compliance Governance and FrameworkContract type
Permanent ContractJob summary
Summary:
Reporting to CACIB US Compliance's Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls.
Key Responsibilities:
General• Secretary (schedule & take the minutes) of the Committees managed by CACIB US Compliance
o US Compliance Management Committee
o US Complex Transaction Committee
o US New Activity Product Committee
o US Disciplinary Committee
o Americas Data Protection Council
o Other as needed• Consolidate CPL opinion on the New Activity Product (NAP)• Maintain & update on a periodical basis following governance documents
o Compliance US framework document
o Compliance US owned charters
o Compliance US Controls Inventory
o Compliance US owned Policies & Procedures inventory
o Compliance US organization chart• Perform follow-up actions plans related to:
o CACIB US Compliance Committees
o NAP• Perform Compliance controls as defined by Head Office and/or locally
Other• Assist the CACIB Compliance Management on the implementation of existing and/or new initiatives (Data Protection Organization, Ethics & Conducts program, etc.)
Any other assignment defined as a priority by CACIB Compliance Management
Salary Range: $120k - $150k
Position locationGeographical area
America, United States Of AmericaCity
NEW YORK
Candidate criteriaMinimal education level
Bachelor Degree / BSc Degree or equivalentAcademic qualification / Speciality
College Degree
Experience
0-5 year
Required skills
Analytical skillsUse of Word & PowerpointHighly organized; written skillsKnowledge on Compliance division mission statement and bank regulatory framework is a plusData aggregation tools, data visualization tools (PowerBI)project management skills communication skills
General information
EntityAbout Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)
Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022).8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world.Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.
For more information, please visit www.ca-cib.com
Twitter: https://twitter.com/ca_cibLinkedIn: https://www.linkedin.com/company/credit-agricole-cib/
By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.
Reference2024-91682
Publication date30/07/2024
Job descriptionBusiness type
Types of Jobs - Compliance / Financial SecurityJob title
Compliance Officer - Compliance Governance and FrameworkContract type
Permanent ContractJob summary
Summary:
Reporting to CACIB US Compliance's Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls.
Key Responsibilities:
General• Secretary (schedule & take the minutes) of the Committees managed by CACIB US Compliance
o US Compliance Management Committee
o US Complex Transaction Committee
o US New Activity Product Committee
o US Disciplinary Committee
o Americas Data Protection Council
o Other as needed• Consolidate CPL opinion on the New Activity Product (NAP)• Maintain & update on a periodical basis following governance documents
o Compliance US framework document
o Compliance US owned charters
o Compliance US Controls Inventory
o Compliance US owned Policies & Procedures inventory
o Compliance US organization chart• Perform follow-up actions plans related to:
o CACIB US Compliance Committees
o NAP• Perform Compliance controls as defined by Head Office and/or locally
Other• Assist the CACIB Compliance Management on the implementation of existing and/or new initiatives (Data Protection Organization, Ethics & Conducts program, etc.)
Any other assignment defined as a priority by CACIB Compliance Management
Salary Range: $120k - $150k
Position locationGeographical area
America, United States Of AmericaCity
NEW YORK
Candidate criteriaMinimal education level
Bachelor Degree / BSc Degree or equivalentAcademic qualification / Speciality
College Degree
Experience
0-5 year
Required skills
Analytical skillsUse of Word & PowerpointHighly organized; written skillsKnowledge on Compliance division mission statement and bank regulatory framework is a plusData aggregation tools, data visualization tools (PowerBI)project management skills communication skills