Cetera Financial Group
Senior Investment Solutions Manager
Cetera Financial Group, San Diego, California, United States, 92189
Cetera Financial Group (CFG) is currently seeking an Investment Advisory Platform Manager to support the ongoing enhancements and growth of our RIA Services business line. This is a unique opportunity to participate in architecting, developing and managing a newly launched advisory platform primarily serving independent RIAs. Collaboration with internal departments such as operations, digital solutions, compliance, and research, as well as with external strategic partners, is a critical component of this role.
This is a hybrid role, one day weekly in the office. Candidate must be located near an office hub: El Segundo, CA, San Diego, CA, Dallas, TX, Denver, CO, Des Moines, IA, St Cloud, MN, St Paul, MN, or Atlanta, GA.
What you need to have:
Platform Development
Participate in the design and development of the advisory platform in alignment with the company’s vision and strategy
Manage platform enhancements from concept to launch, including documenting scope, managing requirements, assisting with prioritization, and facilitating the post-live transition to business as usual
Communicate and work with key stakeholders to understand business requirements and expectations for delivery
Prepare and present platform updates and strategic recommendations to senior leadership and other stakeholders
Act as an advisory platform subject matter expert on projects
Maintain knowledge of current and emerging industry trends
Analyze financial and other data including competitive intel
Platform Management
Work with various internal and external stakeholders to ensure timely, accurate, and on-budget delivery of initiatives
Manage customizations and issue resolution for advisors as well as internal departments such as compliance, digital solutions, and operations
Collaborate across internal teams and business lines to identify, develop, and execute enhancements
Assist in the creation of content for advisor-facing materials such as FAQs and job aids
Support the consulting and sales teams in driving adoption of the platform
Develop reports, dashboards, and other illustrations to inform business decision-making
Gather and analyze customer feedback to improve the platform experience
Vendor Management
Assist with the management of third-party vendor relationships including financial planning, performance reporting, and portfolio management relationships
Assist with enhancement requests and issue resolution
What you need to have:
Undergraduate degree from a four-year college or university
8+ years of experience in the financial services industry
Securities licenses (Series 7, 24, 63/65, 66) preferred
Previous experience with fintech systems like Orion, Envestnet, or Black Diamond preferred
Knowledge of the RIA landscape preferred
Strong Microsoft Excel and PowerPoint skills preferred
Strong analytical skills and attention to detail
Initiative and desire to go above and beyond to deliver a first-class client experience
Entrepreneurial spirit with ability to manage multiple projects and deliver under pressure with tight and shifting deadlines
Strong interpersonal skills, work ethic, and team player mentality who can work with different groups looking to accomplish varied objectives
Excellent communication and problem-solving skills, acts with professionalism when dealing with clients, business partners, and senior management
What we give you in return:
Not many teams can say that they support people’s dreams coming to life… We happen to do that every day. And as important as we know your career is, we recognize that there’s a whole lot more to life. To ensure that our Employees can make the most of their time outside of working hours, we offer a competitive salary and for full-time roles, a benefits package including:
Inclusive health, dental, vision, and life insurance plans built to support diverse lifestyles, offer preventative care, and protect against hardship.
Easy access to mental health benefits to meet our team members and their families where they are.
20+ days of paid time off (PTO), paid holidays, 1 paid wellness day, and 1 day of paid volunteer time off (VTO) to give our employees the time they need to stay close with their loved ones, recharge, and give back to their communities.
401(k) Savings plan with a generous company contribution (up to 5%), and access to a financial professional to offer our employees the opportunity to plan ahead for a strong financial future well beyond their working years.
Paid parental leave to support all team members with birth, adoption, and foster.
Health Savings and Flexible Spending Account options to help you save money on healthcare, daycare, commuting, and more.
Employee Assistance Program (EAP), LifeLock, Pet Insurance, and more.
About Cetera Financial Group:
Cetera Financial Group ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families, and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is an independent financial advisor network and a leading provider of retail services to the investment programs of banks and credit unions.
Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions in a way that is customized to their needs and aspirations. Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support, and innovative technology.
"Cetera Financial Group" refers to the network of retail independent broker-dealers encompassing, among others, Cetera Advisors, Cetera Advisor Networks, Cetera Financial Institutions, Cetera Financial Specialists, and First Allied Securities.
Cetera Financial Group is committed to providing an equal employment opportunity for all applicants and employees. For us, this is the only acceptable way to do business. Accordingly, all employment decisions at the Cetera Financial Group, including those relating to hiring, promotion, transfers, benefits, compensation, and placement, will be made without regard to race, color, ancestry, national origin, citizenship, age, physical and/or mental disability, medical condition, pregnancy, genetic characteristics, religion, religious dress and/or grooming, gender, gender identity, gender expression, sexual orientation, marital status, U.S. military status, political affiliation, or any other class protected by state and/or federal law.
Agencies please note:
this recruitment assignment is being managed directly by Cetera’s Talent Acquisition team. We will reach out to our preferred agency partners in the rare instance we require additional talent options. Your respect for this process is appreciated.
Please review our Workforce Privacy Policy for further details on what information we collect and the purposes for collection.
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This is a hybrid role, one day weekly in the office. Candidate must be located near an office hub: El Segundo, CA, San Diego, CA, Dallas, TX, Denver, CO, Des Moines, IA, St Cloud, MN, St Paul, MN, or Atlanta, GA.
What you need to have:
Platform Development
Participate in the design and development of the advisory platform in alignment with the company’s vision and strategy
Manage platform enhancements from concept to launch, including documenting scope, managing requirements, assisting with prioritization, and facilitating the post-live transition to business as usual
Communicate and work with key stakeholders to understand business requirements and expectations for delivery
Prepare and present platform updates and strategic recommendations to senior leadership and other stakeholders
Act as an advisory platform subject matter expert on projects
Maintain knowledge of current and emerging industry trends
Analyze financial and other data including competitive intel
Platform Management
Work with various internal and external stakeholders to ensure timely, accurate, and on-budget delivery of initiatives
Manage customizations and issue resolution for advisors as well as internal departments such as compliance, digital solutions, and operations
Collaborate across internal teams and business lines to identify, develop, and execute enhancements
Assist in the creation of content for advisor-facing materials such as FAQs and job aids
Support the consulting and sales teams in driving adoption of the platform
Develop reports, dashboards, and other illustrations to inform business decision-making
Gather and analyze customer feedback to improve the platform experience
Vendor Management
Assist with the management of third-party vendor relationships including financial planning, performance reporting, and portfolio management relationships
Assist with enhancement requests and issue resolution
What you need to have:
Undergraduate degree from a four-year college or university
8+ years of experience in the financial services industry
Securities licenses (Series 7, 24, 63/65, 66) preferred
Previous experience with fintech systems like Orion, Envestnet, or Black Diamond preferred
Knowledge of the RIA landscape preferred
Strong Microsoft Excel and PowerPoint skills preferred
Strong analytical skills and attention to detail
Initiative and desire to go above and beyond to deliver a first-class client experience
Entrepreneurial spirit with ability to manage multiple projects and deliver under pressure with tight and shifting deadlines
Strong interpersonal skills, work ethic, and team player mentality who can work with different groups looking to accomplish varied objectives
Excellent communication and problem-solving skills, acts with professionalism when dealing with clients, business partners, and senior management
What we give you in return:
Not many teams can say that they support people’s dreams coming to life… We happen to do that every day. And as important as we know your career is, we recognize that there’s a whole lot more to life. To ensure that our Employees can make the most of their time outside of working hours, we offer a competitive salary and for full-time roles, a benefits package including:
Inclusive health, dental, vision, and life insurance plans built to support diverse lifestyles, offer preventative care, and protect against hardship.
Easy access to mental health benefits to meet our team members and their families where they are.
20+ days of paid time off (PTO), paid holidays, 1 paid wellness day, and 1 day of paid volunteer time off (VTO) to give our employees the time they need to stay close with their loved ones, recharge, and give back to their communities.
401(k) Savings plan with a generous company contribution (up to 5%), and access to a financial professional to offer our employees the opportunity to plan ahead for a strong financial future well beyond their working years.
Paid parental leave to support all team members with birth, adoption, and foster.
Health Savings and Flexible Spending Account options to help you save money on healthcare, daycare, commuting, and more.
Employee Assistance Program (EAP), LifeLock, Pet Insurance, and more.
About Cetera Financial Group:
Cetera Financial Group ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families, and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is an independent financial advisor network and a leading provider of retail services to the investment programs of banks and credit unions.
Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions in a way that is customized to their needs and aspirations. Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support, and innovative technology.
"Cetera Financial Group" refers to the network of retail independent broker-dealers encompassing, among others, Cetera Advisors, Cetera Advisor Networks, Cetera Financial Institutions, Cetera Financial Specialists, and First Allied Securities.
Cetera Financial Group is committed to providing an equal employment opportunity for all applicants and employees. For us, this is the only acceptable way to do business. Accordingly, all employment decisions at the Cetera Financial Group, including those relating to hiring, promotion, transfers, benefits, compensation, and placement, will be made without regard to race, color, ancestry, national origin, citizenship, age, physical and/or mental disability, medical condition, pregnancy, genetic characteristics, religion, religious dress and/or grooming, gender, gender identity, gender expression, sexual orientation, marital status, U.S. military status, political affiliation, or any other class protected by state and/or federal law.
Agencies please note:
this recruitment assignment is being managed directly by Cetera’s Talent Acquisition team. We will reach out to our preferred agency partners in the rare instance we require additional talent options. Your respect for this process is appreciated.
Please review our Workforce Privacy Policy for further details on what information we collect and the purposes for collection.
#J-18808-Ljbffr