Powelson Consulting
Audit Manager | Auditor-in-Charge
Powelson Consulting, New York, New York, us, 10261
Job DescriptionPowelson Consulting
www.powelsonconsulting.com
View our Job Board!
We are a recruiting firm with a large variety of positions in many industries throughout all 50-states. Our clients are currently only located in the United States of America.
We currently DO NOT have C2C or VISA roles
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships. Job expectations include fostering an inclusive work environment, and mentoring team members.
Responsibilities:
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality mannerActs as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and proceduresAssesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledgeExercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on auditOversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environmentMaintains business partner relationships, primarily with line management, to develop business knowledgeExercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environmentUtilize your sound analytical skills and Global Markets Electronic Trading expertise to execute assigned audit testing responsibilities.Lead the team to provide quality audit reports and you will share audit results with business leaders.Exercise critical thinking and judgment to effectively influence, in order to improve the control environment.Responsible for leading and executing multiple areas of test work during audit activitiesIndependently executes audit test work on assigned audits and demonstrates sound project management skills.Raises issues and concerns and makes recommendations for severity ratings.Assesses issues for impact to business processes, controls, and strategies, recommends severity ratings and escalation of broad themes or trends. Works with team and provides input to draft quality audit reports and supports sharing audit results with business leaders.Begins to establish business partner relationships; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment.
RequirementsRequired Qualifications:
6+ years of Audit, Risk, Business Control, Compliance, and/or FinanceGood understanding of Electronic Trading (e.g., Direct Market Access, Algorithm trading and strategies, and Sponsored Access)Plan, execute, and evaluate audit test plans within risk-based audit methodologiesBachelor's Degree
www.powelsonconsulting.com
View our Job Board!
We are a recruiting firm with a large variety of positions in many industries throughout all 50-states. Our clients are currently only located in the United States of America.
We currently DO NOT have C2C or VISA roles
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships. Job expectations include fostering an inclusive work environment, and mentoring team members.
Responsibilities:
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality mannerActs as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and proceduresAssesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledgeExercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on auditOversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environmentMaintains business partner relationships, primarily with line management, to develop business knowledgeExercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environmentUtilize your sound analytical skills and Global Markets Electronic Trading expertise to execute assigned audit testing responsibilities.Lead the team to provide quality audit reports and you will share audit results with business leaders.Exercise critical thinking and judgment to effectively influence, in order to improve the control environment.Responsible for leading and executing multiple areas of test work during audit activitiesIndependently executes audit test work on assigned audits and demonstrates sound project management skills.Raises issues and concerns and makes recommendations for severity ratings.Assesses issues for impact to business processes, controls, and strategies, recommends severity ratings and escalation of broad themes or trends. Works with team and provides input to draft quality audit reports and supports sharing audit results with business leaders.Begins to establish business partner relationships; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment.
RequirementsRequired Qualifications:
6+ years of Audit, Risk, Business Control, Compliance, and/or FinanceGood understanding of Electronic Trading (e.g., Direct Market Access, Algorithm trading and strategies, and Sponsored Access)Plan, execute, and evaluate audit test plans within risk-based audit methodologiesBachelor's Degree