Goldman Sachs
Internal Audit Asset Management Engineering -Associate
Goldman Sachs, Dallas, Texas, United States, 75215
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What We DoAs the third line of defense, Internal Audits mission is to independently assess the firms internal control structure, including the firms governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of managements control measures. In doing so, internal Audit:Communicates and reports on the effectiveness of the firms governance, risk management and controls that mitigate current and evolving riskRaise awareness of control riskAssesses the firms control culture and conduct risks; andMonitors managements implementation of control measuresGoldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firms businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
Who We Look ForGoldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.As a Technology Auditor, you will be involved to provide assurance on the data integrity and quality, applications stability and system operations etc. used for the purposes of portfolio construction and management, deal workflows, investment research flows, reporting for internal and regulatory purposes, along with other general technology controls.As part of the third line of defense, you will be involved in independently assessing the firms overall control environment, and communicating the results to the firms local and global management the effectiveness of the firms controls that mitigate current and emerging risks, and monitoring the managements implementation of control measures. In doing so, you are supporting the provision of independent, objective and timely assurance around the firms internal control structure, and supporting the Audit Committee, the Board of Directors and Risk Committee in fulfilling their oversight responsibilities.RESPONSIBILITIES AND QUALIFICATIONS:For each assigned review you will report to an experienced project manager. You will be expected to:Assist/Lead the risk assessment, scoping and planning of a review.Assist/Lead in executing the review. Specifically focusing on the following:Analyze the design of controls around the underlying system architecture in the context of information technology controls and its impact on the business.Analyze the business and technology processes to evaluate the design and effectiveness of the relevant technology controls by designing and executing tests to validate identified system control features, which may require data analysis, code inspection and re-performance of system processes.Document the results of the test steps executed within the IA automated document project repository as per the departmental guidelines.Assist/Lead in vetting audit observationsAssist/Lead in tracking, monitoring and recording remediation of risks identified in reviews.BE/B Tech/MCA/MBA in Systems/MSc or equivalent University degrees in technology4-8 years of experience as a technology auditor covering IT application and general controls, application development, SQA, information security, technology consulting or other relevant industry experienceUnderstanding of software development and system architectureHigh level understanding of databases, operating systems and messagingProficiency in Excel and SQLStrong written and verbal communication skillsMust be able to multitask while managing both time and work loadMust be highly motivated with strong analytical skills, willing and able to learn new business and system processes quicklyAbility to work effectively across a large audit team, understanding the teams role in the overall strategy of the firmPreferred QualificationsFinancial Services knowledge and financial product knowledge is preferredAbility to review code (Java, C#, C++, Python, VBA macros etc.)Experience with Data Analytics tools and techniquesRelevant certification or industry accreditation (e.g., CISA, CISSP etc.)
ABOUT GOLDMAN SACHS:ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
The Goldman Sachs Group, Inc., 2021. All rights reserved.Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
What We DoAs the third line of defense, Internal Audits mission is to independently assess the firms internal control structure, including the firms governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of managements control measures. In doing so, internal Audit:Communicates and reports on the effectiveness of the firms governance, risk management and controls that mitigate current and evolving riskRaise awareness of control riskAssesses the firms control culture and conduct risks; andMonitors managements implementation of control measuresGoldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firms businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
Who We Look ForGoldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.As a Technology Auditor, you will be involved to provide assurance on the data integrity and quality, applications stability and system operations etc. used for the purposes of portfolio construction and management, deal workflows, investment research flows, reporting for internal and regulatory purposes, along with other general technology controls.As part of the third line of defense, you will be involved in independently assessing the firms overall control environment, and communicating the results to the firms local and global management the effectiveness of the firms controls that mitigate current and emerging risks, and monitoring the managements implementation of control measures. In doing so, you are supporting the provision of independent, objective and timely assurance around the firms internal control structure, and supporting the Audit Committee, the Board of Directors and Risk Committee in fulfilling their oversight responsibilities.RESPONSIBILITIES AND QUALIFICATIONS:For each assigned review you will report to an experienced project manager. You will be expected to:Assist/Lead the risk assessment, scoping and planning of a review.Assist/Lead in executing the review. Specifically focusing on the following:Analyze the design of controls around the underlying system architecture in the context of information technology controls and its impact on the business.Analyze the business and technology processes to evaluate the design and effectiveness of the relevant technology controls by designing and executing tests to validate identified system control features, which may require data analysis, code inspection and re-performance of system processes.Document the results of the test steps executed within the IA automated document project repository as per the departmental guidelines.Assist/Lead in vetting audit observationsAssist/Lead in tracking, monitoring and recording remediation of risks identified in reviews.BE/B Tech/MCA/MBA in Systems/MSc or equivalent University degrees in technology4-8 years of experience as a technology auditor covering IT application and general controls, application development, SQA, information security, technology consulting or other relevant industry experienceUnderstanding of software development and system architectureHigh level understanding of databases, operating systems and messagingProficiency in Excel and SQLStrong written and verbal communication skillsMust be able to multitask while managing both time and work loadMust be highly motivated with strong analytical skills, willing and able to learn new business and system processes quicklyAbility to work effectively across a large audit team, understanding the teams role in the overall strategy of the firmPreferred QualificationsFinancial Services knowledge and financial product knowledge is preferredAbility to review code (Java, C#, C++, Python, VBA macros etc.)Experience with Data Analytics tools and techniquesRelevant certification or industry accreditation (e.g., CISA, CISSP etc.)
ABOUT GOLDMAN SACHS:ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
The Goldman Sachs Group, Inc., 2021. All rights reserved.Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity