Robert W. Baird & Co.
Portfolio Manager
Robert W. Baird & Co., Louisville, Kentucky, us, 40201
Supports Portfolio Management function within Baird Trust Company including tasks related to client service, performance, portfolio management, trading, data analysis and the BTC Investment Committee.
Essential Duties and Responsibilities:
Serve as sales contact for BTC's Custom Portfolio Management (CPM) and SMA strategies offered through the Baird SMA Network.Support Portfolio Managers in managing existing client relationships and portfolios.Learn the intricacies of portfolio management within a trust company environment.Coordinate with Trust Administration in managing existing client relationships and portfolios.Support BTC trading functions for Trust Company client accounts (Bundled Trust and CPM).Review accuracy of BTC client investment reviews used to share the investment / performance information during client meetings.Consistently maintains proper internal controls and ensure compliance with company policies and procedures, all applicable SEC, IRS, Federal and State laws and regulations.Maintains a complete knowledge of and comply with all company and departmental policies, procedures, and service standards.Assists the senior staff in the development of strategic objectives, philosophies, mission, strategies and tactics.Performs other duties and projects as assigned.Knowledge, Skills, and Abilities:
Knowledge of:
Provide a high level of client service.Knowledge of asset allocation, equity and fixed income markets.Statistical methods and concepts and other analytical financial tools particularly as relate to investment performance and portfolio construction.Preparing and delivering clear, effective, and professional presentations.Use appropriate interpersonal styles and communicate effectively, both orally and in writing, with all organizational levels.Effective computer, numerical reasoning, and time management skills. Ability to create specialized reports for clients when requested.Providing appropriate recommendations for resolution of complex financial issues.Interpreting and applying state and federal statues and applicable tax rules and regulations.Advanced problem solving sufficient to effectively analyze, research and resolve inquiries in a timely manner.Lead by example and maintain professional composure in times of extreme pressure.Review and analyze report information, while using critical thinking skills to evaluate the data for regulatory compliance.Partner with other functional areas to accomplish objectives.Organize, manage, and track multiple detailed tasks and assignments with frequently changing priorities and deadlines in a fast-paced work environment.Learn, train and adapt to technology used to support the investment processes within BTC.Work ethically and with integrity, including maintaining personnel and firm confidentiality.Comply with legal, regulatory, and firm policy/procedure requirements.Educational/Previous Experience Recommendations:
Four (4) year degree in Business, Economics, Accounting, or Finance (Masters of Finance or MBA preferred).Licenses/Certifications:
MBA / CFA / CFP/CPA preferred.FINRA (Financial Industry Regulatory Authority) Series 7 Required - or ability to obtain.FINRA (Financial Industry Regulatory Authority) Series 63, 65, or 66 required - or ability to obtain
#DI
#LI-TA1
Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, pregnancy, citizenship, national origin, age, disability, military service, veteran status, sexual orientation, gender identity or expression, genetic information, or any other status protected by law.
Essential Duties and Responsibilities:
Serve as sales contact for BTC's Custom Portfolio Management (CPM) and SMA strategies offered through the Baird SMA Network.Support Portfolio Managers in managing existing client relationships and portfolios.Learn the intricacies of portfolio management within a trust company environment.Coordinate with Trust Administration in managing existing client relationships and portfolios.Support BTC trading functions for Trust Company client accounts (Bundled Trust and CPM).Review accuracy of BTC client investment reviews used to share the investment / performance information during client meetings.Consistently maintains proper internal controls and ensure compliance with company policies and procedures, all applicable SEC, IRS, Federal and State laws and regulations.Maintains a complete knowledge of and comply with all company and departmental policies, procedures, and service standards.Assists the senior staff in the development of strategic objectives, philosophies, mission, strategies and tactics.Performs other duties and projects as assigned.Knowledge, Skills, and Abilities:
Knowledge of:
Provide a high level of client service.Knowledge of asset allocation, equity and fixed income markets.Statistical methods and concepts and other analytical financial tools particularly as relate to investment performance and portfolio construction.Preparing and delivering clear, effective, and professional presentations.Use appropriate interpersonal styles and communicate effectively, both orally and in writing, with all organizational levels.Effective computer, numerical reasoning, and time management skills. Ability to create specialized reports for clients when requested.Providing appropriate recommendations for resolution of complex financial issues.Interpreting and applying state and federal statues and applicable tax rules and regulations.Advanced problem solving sufficient to effectively analyze, research and resolve inquiries in a timely manner.Lead by example and maintain professional composure in times of extreme pressure.Review and analyze report information, while using critical thinking skills to evaluate the data for regulatory compliance.Partner with other functional areas to accomplish objectives.Organize, manage, and track multiple detailed tasks and assignments with frequently changing priorities and deadlines in a fast-paced work environment.Learn, train and adapt to technology used to support the investment processes within BTC.Work ethically and with integrity, including maintaining personnel and firm confidentiality.Comply with legal, regulatory, and firm policy/procedure requirements.Educational/Previous Experience Recommendations:
Four (4) year degree in Business, Economics, Accounting, or Finance (Masters of Finance or MBA preferred).Licenses/Certifications:
MBA / CFA / CFP/CPA preferred.FINRA (Financial Industry Regulatory Authority) Series 7 Required - or ability to obtain.FINRA (Financial Industry Regulatory Authority) Series 63, 65, or 66 required - or ability to obtain
#DI
#LI-TA1
Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, pregnancy, citizenship, national origin, age, disability, military service, veteran status, sexual orientation, gender identity or expression, genetic information, or any other status protected by law.