Larson Maddox
Executive Director - DCM Compliance Advisor
Larson Maddox - New York City, NY, US, 10261
Work at Larson Maddox
Overview
- View job
Overview
Executive Director - Debt Capital Markets Compliance Advice
Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at an Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Investment Banking business with a focus on Debt Capital Markets (DCM). The firm are one of America's largest banking groups whose global presence continues to go from strength to strength. The DCM business, among others, has been identified as a key growth area of the firm as such this role is the first of several new hires to be signed off in fast growing specialist group.
You will report directly into the US Head of Banking & Markets Compliance.
The ED of DCM Compliance Advice will be responsible for...
Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at an Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Investment Banking business with a focus on Debt Capital Markets (DCM). The firm are one of America's largest banking groups whose global presence continues to go from strength to strength. The DCM business, among others, has been identified as a key growth area of the firm as such this role is the first of several new hires to be signed off in fast growing specialist group.
You will report directly into the US Head of Banking & Markets Compliance.
The ED of DCM Compliance Advice will be responsible for...
- Providing specialist product and business Compliance Advice to key stakeholders and senior leaders in the Debt Capital Markets business focusing among others, Controls as well as Policy & Procedures.
- Engagement with Regulators for regulatory approvals
- Working closely with Debt Capital Markets business leaders to implement regulatory initiatives
- Developing Controls for the Debt Capital Markets Business.
- Minimum of 8+ years of relevant Investment Banking Compliance experience business including experience of providing Compliance Advice to Debt Capital Markets.
- Excellent working knowledge of the regulations governing the DCM space.
- JD - not essential but a nice to have.
- Exceptional communication skills