Bank of China
Senior Compliance Manager / Compliance Manager (Compliance Review)
Bank of China, Ogden, Kansas, United States, 66517
Senior Compliance Manager / Compliance Manager (Compliance Review)
Job No.:
498495Employment Type:
Full timeDepartments:
Legal & Compliance and Operational Risk Management DepartmentJob Functions:
Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/thematic compliance reviews on an ongoing basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/Head Office requirements and internal policies.Coordinate or perform regulatory self-assessments.Keep abreast of regulatory requirements and changes/developments of business and operations of the Group.Depending on the coverage of individual compliance reviews, act as leader of compliance reviews which involve planning, use of review methodology/tools, field work, reporting of issues.Maximize the application of technology for identification of irregularities and sample selection.Requirements:Degree holder or above in Banking and Finance, Accounting, IT or related disciplines.At least 5 years' experience in internal audit, compliance, operational risk management preferably in banking, financial sectors or regulatory bodies.Sound knowledge in banking products, regulatory requirements and market practice. Proficiency in the use of technology for identification of irregularities and sample selection will be an added advantage.Good analytical, interpersonal and communication skills with flexibility and adaptability to changes.Good Chinese report writing skills and good command of Mandarin.Candidates with less experience will be considered as Compliance Manager.
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Job No.:
498495Employment Type:
Full timeDepartments:
Legal & Compliance and Operational Risk Management DepartmentJob Functions:
Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/thematic compliance reviews on an ongoing basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/Head Office requirements and internal policies.Coordinate or perform regulatory self-assessments.Keep abreast of regulatory requirements and changes/developments of business and operations of the Group.Depending on the coverage of individual compliance reviews, act as leader of compliance reviews which involve planning, use of review methodology/tools, field work, reporting of issues.Maximize the application of technology for identification of irregularities and sample selection.Requirements:Degree holder or above in Banking and Finance, Accounting, IT or related disciplines.At least 5 years' experience in internal audit, compliance, operational risk management preferably in banking, financial sectors or regulatory bodies.Sound knowledge in banking products, regulatory requirements and market practice. Proficiency in the use of technology for identification of irregularities and sample selection will be an added advantage.Good analytical, interpersonal and communication skills with flexibility and adaptability to changes.Good Chinese report writing skills and good command of Mandarin.Candidates with less experience will be considered as Compliance Manager.
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