Spartan Placements LLC
Senior Financial Advisor
Spartan Placements LLC, Melville, New York, us, 11775
Senior Financial Advisor
QUALIFICATIONSBachelor's Degree in business or finance.7+ years' experience as a personal financial advisor/plannerIndustry related professional designations such as CFP preferredThe ideal candidate will possess the Series 7, 63, 65, or 66 as well as insurance licensesThis individual will be highly motivated with a strong desire to succeed.Excellent organizational, communication, interpersonal, and computer skills required.RESPONSIBILITIES
Perform activities associated with the client account and service in a manner consistent with the Wealth Advisor and associated broker/dealer operations and compliance manuals.Assume all responsibility for client relationships, including personal financial planning, asset management, and protection planning.Be responsible for the completeness and accuracy of information maintained in the client relationship management system.Act with integrity, competence, diligence, respect, and in an ethical manner with the public, clients, prospective clients, and team members.Place the interests of clients above your own personal interests.Use reasonable care and exercise independent professional judgement when making recommendations.Practice in a professional and ethical manner that will reflect credit on yourself and the firm.Handle all client relationships, regardless of complexity, in an efficient, timely, and professional manner.Have extensive contact with clients, striving to understand and meet their needs as efficiently as possible.Display a high degree of technical and professional competence, including keeping current on new developments.
Spartan Placements is an equal opportunity employer. All terms and conditions of employment, including, but not limited to, recruitment, placement, title, promotion, compensation, benefits, transfers, training, education, research, administration and programming, will be administered without regard to race, color, religion, sex, age, sexual orientation, national origin or ancestry, handicap, or status as a disabled veteran.
QUALIFICATIONSBachelor's Degree in business or finance.7+ years' experience as a personal financial advisor/plannerIndustry related professional designations such as CFP preferredThe ideal candidate will possess the Series 7, 63, 65, or 66 as well as insurance licensesThis individual will be highly motivated with a strong desire to succeed.Excellent organizational, communication, interpersonal, and computer skills required.RESPONSIBILITIES
Perform activities associated with the client account and service in a manner consistent with the Wealth Advisor and associated broker/dealer operations and compliance manuals.Assume all responsibility for client relationships, including personal financial planning, asset management, and protection planning.Be responsible for the completeness and accuracy of information maintained in the client relationship management system.Act with integrity, competence, diligence, respect, and in an ethical manner with the public, clients, prospective clients, and team members.Place the interests of clients above your own personal interests.Use reasonable care and exercise independent professional judgement when making recommendations.Practice in a professional and ethical manner that will reflect credit on yourself and the firm.Handle all client relationships, regardless of complexity, in an efficient, timely, and professional manner.Have extensive contact with clients, striving to understand and meet their needs as efficiently as possible.Display a high degree of technical and professional competence, including keeping current on new developments.
Spartan Placements is an equal opportunity employer. All terms and conditions of employment, including, but not limited to, recruitment, placement, title, promotion, compensation, benefits, transfers, training, education, research, administration and programming, will be administered without regard to race, color, religion, sex, age, sexual orientation, national origin or ancestry, handicap, or status as a disabled veteran.