Goldman Sachs
Internal Audit - Compliance & Legal Vice President
Goldman Sachs, Dallas, Texas, United States, 75215
Internal Audit - Compliance & Legal Vice President
Goldman SachsThe Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. We commit people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Our people are our greatest asset – we say it often and with good reason. It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public. We take pride in supporting each colleague both professionally and personally.INTERNAL AUDITIn Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.WHAT WE LOOK FORGoldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships, and are able to evolve and thrive in teamwork and in a fast-paced global environment.YOUR IMPACTAs the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk, and monitor the implementation of management’s control measures. In doing so, Internal Audit:Communicates and reports on the effectiveness of the firm’s governance, risk management, and controls that mitigate current and evolving riskRaises awareness of control riskAssesses the firm’s control culture and conduct risksMonitors management’s implementation of control measuresGoldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.RESPONSIBILITIESDevelop and maintain an in-depth understanding of business areas, its products, and supporting functionsIdentify risks, assess mitigating controls, and make recommendations on improving the control environmentFollow up on open audit issues and their resolutionSKILLS AND RELEVANT EXPERIENCEApproximately 8+ years of experience in internal audit or complianceStrong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks, and corporate legal functionsStrong understanding of compliance program components, risk and control processesUnderstanding of internal audit processes as related to a large financial institutionProject management experience, including oversight and leadership of junior staffHighly motivated with strong analytical skills, willing and able to learn new business and system processes quicklyAbility to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadershipAccurate, accountable, and able to multitask while managing both time and workloadApproximately 7+ years of experience as an internal auditor, consultant, and/or regulatory agency examiner within the financial services industry4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject; advanced degree (e.g. JD) is a plusRelevant certification or industry accreditation (e.g., CAMS, CIA) is a plus
#J-18808-Ljbffr
Goldman SachsThe Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. We commit people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Our people are our greatest asset – we say it often and with good reason. It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public. We take pride in supporting each colleague both professionally and personally.INTERNAL AUDITIn Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.WHAT WE LOOK FORGoldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships, and are able to evolve and thrive in teamwork and in a fast-paced global environment.YOUR IMPACTAs the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk, and monitor the implementation of management’s control measures. In doing so, Internal Audit:Communicates and reports on the effectiveness of the firm’s governance, risk management, and controls that mitigate current and evolving riskRaises awareness of control riskAssesses the firm’s control culture and conduct risksMonitors management’s implementation of control measuresGoldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.RESPONSIBILITIESDevelop and maintain an in-depth understanding of business areas, its products, and supporting functionsIdentify risks, assess mitigating controls, and make recommendations on improving the control environmentFollow up on open audit issues and their resolutionSKILLS AND RELEVANT EXPERIENCEApproximately 8+ years of experience in internal audit or complianceStrong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks, and corporate legal functionsStrong understanding of compliance program components, risk and control processesUnderstanding of internal audit processes as related to a large financial institutionProject management experience, including oversight and leadership of junior staffHighly motivated with strong analytical skills, willing and able to learn new business and system processes quicklyAbility to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadershipAccurate, accountable, and able to multitask while managing both time and workloadApproximately 7+ years of experience as an internal auditor, consultant, and/or regulatory agency examiner within the financial services industry4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject; advanced degree (e.g. JD) is a plusRelevant certification or industry accreditation (e.g., CAMS, CIA) is a plus
#J-18808-Ljbffr