The Goldman Sachs Group
Internal Audit/Technology Audit - Controllers-Capital Calculations, Vice Preside
The Goldman Sachs Group, Dallas, Texas, United States, 75215
Role : Internal Audit - Corporate Controllers and Tax Technology Auditor (Vice President)What We DoAs the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures.
In doing so, internal Audit:Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving riskRaises awareness of control riskAssesses the firm's control culture and conduct risksMonitors management's implementation of control measuresGoldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.Who We Look ForGoldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships, and thrive in teamwork in a fast-paced global environment.Corporate Controllers & Tax - Technology AuditAs a Corporate Controllers & Tax auditor, you will be involved in auditing various Technology System Applications used within the firm to provide assurance on the data quality, data flows, data calculation processes used for both Financial and Regulatory Reporting, along with other General Technology Controls including Application entitlement, Data Retention, and Software Change Management.Your ImpactAs part of the third line of defense, you will be involved in independently assessing the firm's overall control environment and communicating the results to the firm's local and global management regarding the effectiveness of the firm's controls that mitigate current and emerging risks, and monitoring management's implementation of control measures. In doing so, you are supporting the provision of independent, objective and timely assurance around the firm's internal control structure, and supporting the Audit Committee, the Board of Directors, and Risk Committee in fulfilling their oversight responsibilities.ResponsibilitiesFor each assigned project, you will be involved in scoping and planning the project/audit. You will play a vital role in audit execution focusing on the review of Technology processes, analyzing the risks involved, and assessing the design and operating effectiveness of the controls implemented to mitigate the risk. You will be responsible for documenting the assessments and testing conducted and discussing the results with the firm's local and global management. You will also be involved in reviewing the audit documentation completed by the audit team. Additionally, you will monitor and follow up with management on the resolution of the open audit findings.Basic QualificationsBE/B Tech/MCA/MBA/MSc or equivalent University Degree in Information TechnologyMinimum 10 years of experience in Technology auditing focusing on Financial ServicesExperience in managing audit engagements or Technology ProjectsGood People Management SkillsStrong written and verbal communication skills and strong interpersonal skills, as the job requires frequent interaction with Technology ManagementMust be able to multitask while managing both time and workloadTechnology audit skills including an understanding of System architecture, Operating Systems, Database, System Development Lifecycle (SDLC)Preferred QualificationsAbility to review code (Java, SQL, C++, Python, etc.)Experience with Data Analytics tools and techniquesRelevant certification or industry accreditation (e.g. CISA)Good Knowledge of Financial Products and ServicesAbout GSThe Goldman Sachs Group, Inc. is a leading global investment banking, securities, and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
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In doing so, internal Audit:Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving riskRaises awareness of control riskAssesses the firm's control culture and conduct risksMonitors management's implementation of control measuresGoldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.Who We Look ForGoldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships, and thrive in teamwork in a fast-paced global environment.Corporate Controllers & Tax - Technology AuditAs a Corporate Controllers & Tax auditor, you will be involved in auditing various Technology System Applications used within the firm to provide assurance on the data quality, data flows, data calculation processes used for both Financial and Regulatory Reporting, along with other General Technology Controls including Application entitlement, Data Retention, and Software Change Management.Your ImpactAs part of the third line of defense, you will be involved in independently assessing the firm's overall control environment and communicating the results to the firm's local and global management regarding the effectiveness of the firm's controls that mitigate current and emerging risks, and monitoring management's implementation of control measures. In doing so, you are supporting the provision of independent, objective and timely assurance around the firm's internal control structure, and supporting the Audit Committee, the Board of Directors, and Risk Committee in fulfilling their oversight responsibilities.ResponsibilitiesFor each assigned project, you will be involved in scoping and planning the project/audit. You will play a vital role in audit execution focusing on the review of Technology processes, analyzing the risks involved, and assessing the design and operating effectiveness of the controls implemented to mitigate the risk. You will be responsible for documenting the assessments and testing conducted and discussing the results with the firm's local and global management. You will also be involved in reviewing the audit documentation completed by the audit team. Additionally, you will monitor and follow up with management on the resolution of the open audit findings.Basic QualificationsBE/B Tech/MCA/MBA/MSc or equivalent University Degree in Information TechnologyMinimum 10 years of experience in Technology auditing focusing on Financial ServicesExperience in managing audit engagements or Technology ProjectsGood People Management SkillsStrong written and verbal communication skills and strong interpersonal skills, as the job requires frequent interaction with Technology ManagementMust be able to multitask while managing both time and workloadTechnology audit skills including an understanding of System architecture, Operating Systems, Database, System Development Lifecycle (SDLC)Preferred QualificationsAbility to review code (Java, SQL, C++, Python, etc.)Experience with Data Analytics tools and techniquesRelevant certification or industry accreditation (e.g. CISA)Good Knowledge of Financial Products and ServicesAbout GSThe Goldman Sachs Group, Inc. is a leading global investment banking, securities, and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
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