Goldman Sachs
Credit Risk - Tech Audit - Vice President - Dallas, TX
Goldman Sachs, Dallas, Texas, United States, 75215
Internal Audit
What We DoAs the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control measures. In doing so, internal Audit:
Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
Raises awareness of control risk
Assesses the firm’s control culture and conduct risks
Monitors management’s implementation of control measures
Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
Who We Look ForGoldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.
Corporate Risk - Technology Audit
Corporate Risk team is responsible to cover primarily the firm’s risk management functions, including Market Risk, Liquidity Risk, Credit Risk, Model Risk and Operational Risk. As a Corporate Risk Technology Auditor, you will be involved in providing assurance on the data quality, calculation processes, metrics generation, applications stability and system operations used for the purposes of risk measurement and reporting for internal and regulatory purposes, along with other general technology controls.
Your Impact
As part of the third line of defense, you will be involved in independently assessing the firm’s overall control environment, and communicating the results to the firm’s local and global management regarding the effectiveness of the firm’s controls that mitigate current and emerging risks, and monitoring the management’s implementation of control measures. In doing so, you are supporting the provision of independent, objective and timely assurance around the firm’s internal control structure, and supporting the Audit Committee, the Board of Directors and Risk Committee in fulfilling their oversight responsibilities.
Responsibilities
You will play a vital role in the scoping and planning of the audits, deploying audit and analytical procedures and techniques to assess the design and operating effectiveness of the controls to mitigate the risks, and discussing the results with the firm’s local and global management. In addition, you will also monitor and follow up with management on the resolution of the open audit findings.
Basic Qualifications
Minimum 9 years of experience as a technology auditor, leading audits covering IT application and general controls, performing risk assessments, preparing audit plans, building stakeholder relationships, presenting audit scope, and findings to senior management
Experience managing audit engagements and teams across locations
Understanding of software development and system architecture
High level understanding of databases, operating systems and messaging
Proficiency in Excel
Strong written and verbal communication skills
Preferred Qualifications
Understanding of Risk Management (Market, Credit, Liquidity, Operational and Model Risk Management) and financial products
Project Management skills
Proficiency in SQL, R, or other data analysis languages
Ability to review code (Java, C#, C++, Python, VBA macros etc.)
Experience with Data Analytics tools and techniques
Relevant certification or industry accreditation (e.g., CISA, CISSP, or pursuing CFA, FRM etc.)
Experience in designing efficiency improvements or automated solutions
About GS
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
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What We DoAs the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control measures. In doing so, internal Audit:
Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
Raises awareness of control risk
Assesses the firm’s control culture and conduct risks
Monitors management’s implementation of control measures
Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
Who We Look ForGoldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.
Corporate Risk - Technology Audit
Corporate Risk team is responsible to cover primarily the firm’s risk management functions, including Market Risk, Liquidity Risk, Credit Risk, Model Risk and Operational Risk. As a Corporate Risk Technology Auditor, you will be involved in providing assurance on the data quality, calculation processes, metrics generation, applications stability and system operations used for the purposes of risk measurement and reporting for internal and regulatory purposes, along with other general technology controls.
Your Impact
As part of the third line of defense, you will be involved in independently assessing the firm’s overall control environment, and communicating the results to the firm’s local and global management regarding the effectiveness of the firm’s controls that mitigate current and emerging risks, and monitoring the management’s implementation of control measures. In doing so, you are supporting the provision of independent, objective and timely assurance around the firm’s internal control structure, and supporting the Audit Committee, the Board of Directors and Risk Committee in fulfilling their oversight responsibilities.
Responsibilities
You will play a vital role in the scoping and planning of the audits, deploying audit and analytical procedures and techniques to assess the design and operating effectiveness of the controls to mitigate the risks, and discussing the results with the firm’s local and global management. In addition, you will also monitor and follow up with management on the resolution of the open audit findings.
Basic Qualifications
Minimum 9 years of experience as a technology auditor, leading audits covering IT application and general controls, performing risk assessments, preparing audit plans, building stakeholder relationships, presenting audit scope, and findings to senior management
Experience managing audit engagements and teams across locations
Understanding of software development and system architecture
High level understanding of databases, operating systems and messaging
Proficiency in Excel
Strong written and verbal communication skills
Preferred Qualifications
Understanding of Risk Management (Market, Credit, Liquidity, Operational and Model Risk Management) and financial products
Project Management skills
Proficiency in SQL, R, or other data analysis languages
Ability to review code (Java, C#, C++, Python, VBA macros etc.)
Experience with Data Analytics tools and techniques
Relevant certification or industry accreditation (e.g., CISA, CISSP, or pursuing CFA, FRM etc.)
Experience in designing efficiency improvements or automated solutions
About GS
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
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