Bank of America
Senior Auditor, Wealth Management
Bank of America, Stamford, Connecticut, United States, 06925
Bank of America Senior Auditor, Wealth Management Stamford, Connecticut
Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day.This job is responsible for independently performing test work during highly complex audit activities associated with Wealth Management activities. Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.Responsibilities:Evaluate the design and execution of business processes/controls associated with Wealth Management activities (e.g. Private Bank and Merrill Wealth Management).Execute audit strategy for risk-based auditing by defining audit scope and audit programs.Assess impacts to business processes, controls, and strategies to provide recommendations on severity ratings.Provide input on draft audit reports and share audit results with business leaders.Support the development of peers and teams through on-the-job training.Establish business partner relationships, primarily with line management.Use innovative tools to complete audit activities more efficiently.Required Qualifications:2+ years of Audit, Risk, Business Control, Compliance, Finance, or other relevant experience.Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access).Ability to execute audit test plans within a risk-based audit methodology.Sound organizational, analytical, oral, and written communication skills.Self-starter with a desire to learn and teach others.Ability to work in a very detailed manner.Proficiency in Microsoft Office Products.Desired Qualifications:Bachelor's or advanced degree.Experience with financial services audit/compliance and/or front-line wealth management experience.Shift:1st shift (United States of America)Pay and Benefits:Pay range: $83,500.00 - $102,400.00 annualized salary, offers to be determined based on experience, education, and skill set. This role is eligible for an annual discretionary award based on individual performance results and the overall success of the Company.Bank of America is an equal opportunity employer. We consider for employment and hire qualified candidates without regard to race, religion, color, sex, sexual orientation, national origin, ancestry, citizenship, protected veteran or disability status, or any factor prohibited by law.
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Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day.This job is responsible for independently performing test work during highly complex audit activities associated with Wealth Management activities. Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.Responsibilities:Evaluate the design and execution of business processes/controls associated with Wealth Management activities (e.g. Private Bank and Merrill Wealth Management).Execute audit strategy for risk-based auditing by defining audit scope and audit programs.Assess impacts to business processes, controls, and strategies to provide recommendations on severity ratings.Provide input on draft audit reports and share audit results with business leaders.Support the development of peers and teams through on-the-job training.Establish business partner relationships, primarily with line management.Use innovative tools to complete audit activities more efficiently.Required Qualifications:2+ years of Audit, Risk, Business Control, Compliance, Finance, or other relevant experience.Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access).Ability to execute audit test plans within a risk-based audit methodology.Sound organizational, analytical, oral, and written communication skills.Self-starter with a desire to learn and teach others.Ability to work in a very detailed manner.Proficiency in Microsoft Office Products.Desired Qualifications:Bachelor's or advanced degree.Experience with financial services audit/compliance and/or front-line wealth management experience.Shift:1st shift (United States of America)Pay and Benefits:Pay range: $83,500.00 - $102,400.00 annualized salary, offers to be determined based on experience, education, and skill set. This role is eligible for an annual discretionary award based on individual performance results and the overall success of the Company.Bank of America is an equal opportunity employer. We consider for employment and hire qualified candidates without regard to race, religion, color, sex, sexual orientation, national origin, ancestry, citizenship, protected veteran or disability status, or any factor prohibited by law.
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