Senior Auditor, Wealth Management

Senior Auditor, Wealth Management Location: Charlotte, North Carolina; Stamford, Connecticut; Providence, Rhode Island; Wilmington, Delaware Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We’re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization. Working at Bank of America will give you a great career with opportunities to learn, grow, and make an impact, along with the power to make a difference. Join us! Responsibilities: Responsible for evaluating the design and execution of business processes/controls associated with Wealth Management activities (e.g. Private Bank and Merrill Wealth Management). Project areas include testing processes and controls within Investment Products, Portfolio Construction, the Chief Investment Office, Financial Advisor Activities, Banking Product Sales, Licensed Supervision, Registration & Licensing, Data Management, Trust and Estate Settlement Services, Philanthropic Solutions, among other Wealth Management areas. Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high-quality manner. Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment. Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings. Provides input on draft audit reports and shares audit results with business leaders. Supports the development of peers and teams through on-the-job training and fosters an inclusive work environment. Establishes business partner relationships, primarily with line management, to develop business knowledge. Uses innovative tools to complete audit activities more efficiently (e.g., testing). Required Qualifications: 2+ years of Audit, Risk, Business Control, Compliance, Finance or other relevant experience. Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access). Ability to execute audit test plans within a risk-based audit methodology. Sound organizational, analytical, oral, and written communication skills. Self-starter, desire to learn, able to teach others, positive attitude, exhibits flexibility. Ability to work in a very detailed manner. Proficiency in Microsoft Office Products. Desired Qualifications: Bachelor's or advanced degree. Ideal candidate would have experience with financial services audit/compliance and/or front-line wealth management experience. Skills: Internal Audit Review Issue Management Risk Management Audit Planning Analytical Thinking Project Management Automation Technical Documentation Attention to Detail Business Acumen Relationship Building Coaching Critical Thinking Written Communications Shift:

1st shift (United States of America) Hours Per Week:

40

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