BCG Attorney Search
Mid-level Securities Regulatory and Enforcement Associate Attorney
BCG Attorney Search, Boston, Massachusetts, us, 02298
Mid-level Securities Regulatory and Enforcement Associate Attorney
Company Name:
BCG Attorney SearchExperience:
2-10 yrs requiredPosted On:
Oct 18, 2024Valid Through:
Nov 17, 2024Job Overview
A prestigious law firm is seeking a mid-level associate attorney to join its White Collar, Investigations, and Government Enforcement practice group. The focus will be on securities, regulatory, and enforcement matters. The ideal candidate will possess a strong background in securities law and experience with securities litigation and regulatory compliance.Location
Duties
Advise clients on securities laws, focusing on key statutes and regulations.Manage securities litigation cases, defense of enforcement actions, and ensure regulatory compliance.Handle inquiries and investigations from regulatory bodies, including the SEC, DOJ, CFTC, State Attorneys General, State Securities Divisions, and FINRA.Provide counsel on disclosures, insider trading policies, and broker registration requirements.Represent publicly traded companies, brokers, and investment advisors on various securities-related matters.Conduct research, draft legal documents, and provide strategic recommendations for securities law cases.Collaborate with team members, clients, and third parties to coordinate successful case outcomes.Prepare and manage client deliverables and maintain positive client relationships.Requirements
3-5 years of experience in securities law, particularly within a law firm or regulatory agency.Proven background in securities litigation and regulatory enforcement.Experience handling matters related to SEC, DOJ, CFTC, and FINRA investigations.Strong analytical, research, and writing skills.Excellent business judgment and attention to detail.Demonstrated ability to communicate complex legal issues clearly to clients.Capable of working both collaboratively and independently.Education
Juris Doctor (JD) degree from an accredited law school.Certifications
Licensed to practice law in the State of Massachusetts.Skills
Proficiency in securities regulations and enforcement procedures.Strong organizational and project management abilities.Excellent written and verbal communication skills.Effective problem-solving and conceptual thinking.Ability to influence and persuade through effective communication.High level of initiative and ability to work under pressure.Benefits
Medical, dental, and vision insurance.Short-term and long-term disability insurance.Life insurance.Paid time off and holidays.Discretionary bonuses.Equal opportunity employer committed to diversity and inclusion.Company Info
BCG Attorney Search225 Franklin Street, 26th floorBoston, MassachusettsUnited States 02110Phone:
(857) 277-7381Fax:
(213) 895-7306
#J-18808-Ljbffr
Company Name:
BCG Attorney SearchExperience:
2-10 yrs requiredPosted On:
Oct 18, 2024Valid Through:
Nov 17, 2024Job Overview
A prestigious law firm is seeking a mid-level associate attorney to join its White Collar, Investigations, and Government Enforcement practice group. The focus will be on securities, regulatory, and enforcement matters. The ideal candidate will possess a strong background in securities law and experience with securities litigation and regulatory compliance.Location
Duties
Advise clients on securities laws, focusing on key statutes and regulations.Manage securities litigation cases, defense of enforcement actions, and ensure regulatory compliance.Handle inquiries and investigations from regulatory bodies, including the SEC, DOJ, CFTC, State Attorneys General, State Securities Divisions, and FINRA.Provide counsel on disclosures, insider trading policies, and broker registration requirements.Represent publicly traded companies, brokers, and investment advisors on various securities-related matters.Conduct research, draft legal documents, and provide strategic recommendations for securities law cases.Collaborate with team members, clients, and third parties to coordinate successful case outcomes.Prepare and manage client deliverables and maintain positive client relationships.Requirements
3-5 years of experience in securities law, particularly within a law firm or regulatory agency.Proven background in securities litigation and regulatory enforcement.Experience handling matters related to SEC, DOJ, CFTC, and FINRA investigations.Strong analytical, research, and writing skills.Excellent business judgment and attention to detail.Demonstrated ability to communicate complex legal issues clearly to clients.Capable of working both collaboratively and independently.Education
Juris Doctor (JD) degree from an accredited law school.Certifications
Licensed to practice law in the State of Massachusetts.Skills
Proficiency in securities regulations and enforcement procedures.Strong organizational and project management abilities.Excellent written and verbal communication skills.Effective problem-solving and conceptual thinking.Ability to influence and persuade through effective communication.High level of initiative and ability to work under pressure.Benefits
Medical, dental, and vision insurance.Short-term and long-term disability insurance.Life insurance.Paid time off and holidays.Discretionary bonuses.Equal opportunity employer committed to diversity and inclusion.Company Info
BCG Attorney Search225 Franklin Street, 26th floorBoston, MassachusettsUnited States 02110Phone:
(857) 277-7381Fax:
(213) 895-7306
#J-18808-Ljbffr